William B. Smith
Professional summary
William Blaine Smith, who also goes by Bill Smith, is a registered financial advisor currently at BLAINE CAPITAL, LLC located in New York, New York.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. William has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Blaine Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2022 - Present
BLAINE CAPITAL, LLC
Office #1: 48 Wall Street Suite 1100, New York, NY 10005June 22, 2016 - December 31, 2021
BLAINE CAPITAL, LLC
December 10, 2015 - June 21, 2016
KELLEHER FINANCIAL ADVISORS, LLC
January 9, 2015 - December 31, 2015
SAM ADVISORS, LLC
January 6, 2005 - December 31, 2014
SAM ADVISORS, LLC
October 15, 2003 - June 22, 2005
SMITH ASSET MANAGEMENT, INC.
September 17, 1997 - December 31, 2012
SMITH ASSET MANAGEMENT, INC.
January 16, 1996 - October 9, 1997
FINANCIAL SQUARE PARTNERS
September 23, 1994 - January 12, 1996
J.P. MORGAN SECURITIES LLC
July 31, 1993 - October 14, 1994
CITIGROUP GLOBAL MARKETS INC.
July 8, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/5/2022)
Exams
Current Firm
BLAINE CAPITAL, LLC
CRD#: 282864 / SEC#: 801-107266
Contact information
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 13,771,801 |
Red Flags
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