Robert F. Kania

MOORE FINANCIAL ADVISORS, LTD.

Duxbury, MA

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CRD#: 2111120

Professional summary

Robert Frederick Kania JR, CFA is a registered financial advisor currently at MOORE FINANCIAL ADVISORS, LTD. located in Duxbury, Massachusetts.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Robert has worked at 6 firms and has passed the Series 63, Series 3, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Frederick Kania JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

July 16, 2019 - Present

MOORE FINANCIAL ADVISORS, LTD.

RIA

CRD#: 130421

Duxbury, MA

Past

August 5, 2015 - November 22, 2019

LAURENTIDE ADVISORY, LLC

RIA

CRD#: 269877

HINGHAM, MA

Past

November 12, 1991 - July 18, 1994

LEHMAN SPECIAL SECURITIES INC.

CRD#: 7242

Past

November 12, 1991 - October 23, 1995

LEHMAN GOVERNMENT SECURITIES INC.

CRD#: 19655

Past

November 12, 1991 - May 15, 1998

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

March 21, 1991 - May 30, 1991

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOORE FINANCIAL ADVISORS, LTD.

CRD#: 130421 / SEC#: 801-131897

RIA

Registered Investment Advisory firm - (2/4/2025 Approved)

Massachusetts

Registered Investment Advisory firm - (2/14/2025 Terminated)

Rhode Island

Registered Investment Advisory firm - (2/20/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/16/2019)

IAR

Rhode Island
(4/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/5/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 9/21/1992

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/5/1991

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/19/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MOORE FINANCIAL ADVISORS, LTD.

CRD#: 130421 / SEC#: 801-131897

RIA

Registered Investment Advisory firm - (2/4/2025 Approved)

Massachusetts

Registered Investment Advisory firm - (2/14/2025 Terminated)

Rhode Island

Registered Investment Advisory firm - (2/20/2025 Terminated)

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Contact information

Main Address

83 Leonard Street Office #9, Belmont, MA 02478-2505

Mailing Address

Phone number

(617) 393-9999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MFA ADV2A/2B DISCLOSURE BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	330
AUM (Assets Under Management)	$ 111,070,659

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert F. Kania

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Frederick Kania JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAURENTIDE ADVISORY, LLC

LEHMAN SPECIAL SECURITIES INC.

LEHMAN GOVERNMENT SECURITIES INC.

LEHMAN BROTHERS INC.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

MOORE FINANCIAL ADVISORS, LTD.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/5/1991

Series 3

Date: 9/21/1992

Series 7

Date: 12/5/1991

Series 6

Date: 3/19/1991

Current Firm

MOORE FINANCIAL ADVISORS, LTD.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MOORE FINANCIAL ADVISORS, LTD.

TRUST BUT VERIFY

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