Steve R. Stecklow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steve Ross Stecklow, who also goes by Steven Ross Stecklow, was a registered financial professional .
Steve is a previously registered financial professional and started their career in finance in 1990. Steve had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 1993 - December 4, 1996
KENSINGTON WELLS INCORPORATED
November 19, 1991 - April 27, 1992
INVESTORS ASSOCIATES, INC.
December 17, 1990 - November 12, 1991
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KENSINGTON WELLS INCORPORATED
CRD#: 30570 / SEC#: , 8-44962
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
