Amy M. Greenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy M Greenberg, who also goes by Amy M Gottlieb, Amy Gottlieb, Amy M Gottliebgreenberg, Amy Greenberg, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 1992. Amy had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2005 - July 12, 2022
HENLEY & COMPANY LLC
December 20, 2003 - January 10, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 1, 1997 - March 17, 2003
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
February 25, 1992 - July 29, 1997
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HENLEY & COMPANY LLC
CRD#: 131453 / SEC#: , 8-66463
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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