Joseph G. Pecoraro

ROBERTS & RYAN

New York, NY 10006-3003

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CRD#: 2110982

Professional summary

Joseph Girolamo Pecoraro, who also goes by Joseph G Pecoraro, is a registered financial professional currently at ROBERTS & RYAN, INC. located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1991. Joseph has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joseph G Pecoraro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Girolamo Pecoraro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2020 - Present

ROBERTS & RYAN, INC.

Office #1: 39 Broadway Ste 610, New York, NY 10006-3003Office #2: 39 Broadway, Suite 610, New York, NY 10006-3003

CRD#: 19456

New York, NY

Past

June 18, 2018 - December 20, 2019

OSAIC INSTITUTIONS, INC.

CRD#: 35371

NORWALK, CT

Past

April 19, 2013 - March 11, 2016

SGMA CAPITAL MARKETS LIMITED

CRD#: 135327

NEW YORK, NY

Past

September 29, 2006 - August 11, 2008

ICE BONDS SECURITIES CORPORATION

CRD#: 123635

NEW YORK, NY

Past

March 9, 2006 - November 15, 2012

INTEGRAL WEALTH SECURITIES LLC

CRD#: 36143

VILLANOVA, PA

Past

October 27, 2005 - December 7, 2006

CREDITEX GROUP, INC.

CRD#: 47847

NEW YORK, NY

Past

June 24, 2005 - October 17, 2005

CREDITEX GROUP, INC.

CRD#: 47847

NEW YORK, NY

Past

August 21, 1991 - June 3, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/16/2025)

Connecticut
(1/16/2025)

Florida
(1/16/2025)

Idaho
(1/16/2025)

Illinois
(1/17/2025)

Massachusetts
(8/29/2025)

Minnesota
(1/21/2025)

New York
(8/27/2020)

North Carolina
(1/16/2025)

Tennessee
(2/10/2025)

Texas
(1/22/2025)

Exams

State Security Law Exam

Series 63

Date: 8/26/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/26/2005

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

ROBERTS & RYAN, INC.

ROBERTS & RYAN INVESTMENTS INC. | ROBERTS SECURITIES, INC. | ROBERTS & RYAN, INC.

CRD#: 19456 / SEC#: 801-113965, 8-37469

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

39 Broadway Ste 1640, New York, NY 10006

Mailing Address

39 Broadway Ste 610, New York, NY 10006-3003

Phone number

(866) 884-9959

Established

Delaware since 02/01/2023

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (32 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
DALESSANDRO, EDWARD JOHN	MANAGING DIRECTOR, CEO	2335785
R&R PARTNERS HOLDING COMPANY, LLC	SHAREHOLDER
R&R PRINCIPALS HOLDING COMPANY, LLC	SHAREHOLDER
BEATON, DANIEL STEWART	CHIEF FINANCIAL OFFICER, FINOP	4240769
ROBERTS, DANIEL	CCO	2208120
SCALA, BRIAN NMN	REGISTERED OPTIONS PRINCIPAL	2814478

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph G. Pecoraro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Girolamo Pecoraro's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC INSTITUTIONS, INC.

SGMA CAPITAL MARKETS LIMITED

ICE BONDS SECURITIES CORPORATION

INTEGRAL WEALTH SECURITIES LLC

CREDITEX GROUP, INC.

CREDITEX GROUP, INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/26/2020

SIE

Date: 10/1/2018

Series 7

Date: 1/26/2005

FINRA

New York Stock Exchange

Current Firm

ROBERTS & RYAN, INC.

Contact information

FINRA licenses (32 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ROBERTS & RYAN, INC.

TRUST BUT VERIFY

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