Craig E. Steinhauer

NWF ADVISORY SERVICES | Financial Advisor | Senior Partner

Encino, CA 91436

Some features on this profile are disabled

CRD#: 2110946

Professional summary

Craig Evan Steinhauer is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Encino, California and OSAIC WEALTH, INC. located in Encino, California.

Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Craig has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CRAIG E. STEINHAUER, INVESTMENT RELATED, 11835 WEST OLYMPIC BLVD. SUITE 1150E L.A., CA 90064,STATUTORY AGENT, STARTED 1990, 10 HOURS PER MONTH, 7 HOURS DURING STH,REVIEW AND IMPLEMENT LIFE, HEALTH, AND DISABILITY POLICIES FOR NEW AND EXISTING CLIENTS. 2. NWF ADVISORY SERVICES, INC./ INDEPENDENT REGISTERED INVESTMENT ADVISOR, INVESTMENT RELATED,11835 WEST OLYMPIC BLVD. SUITE 1150E L.A., CA 90064, IAR, STARTED 1991, 160 HOURS PER MONTH, 4 HOURS PER DAY DURING STH, ASSISTING CLIENTS WITH FINANCIAL PLANNING. PROVIDE INVESTMENT ADVICE IN A FEE BASED PLATFORM.. 3. NWF ADVISORY GROUP, INC, INVESTMENT RELATED, 11835 WEST OLYMPIC SUITE 1150 EAST L.A., CA 90064, FINANCIAL ADVISOR, STARTED 1990, 40 HOURS PER MONTH, 2 HOURS PER DAY DURING STH, DBA, SELL AND SERVICE COMMISSION PRODUCTS AS A REGISTERED REP OF ROYAL ALLIANCE 2. CRAIG STEINHAUER POSITION: owner/landlord NATURE: Sole Proprietorship: I am the owner/landlord of a rental condo, one unit. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2008 ADDRESS: 21650 Burbank Blvd # 323, Woodland Hills CA 91367 DESCRIPTION: visit unit as needed for repairs, etc...renew lease once per year. 3. NWF ADVISORY GROUP, LLC POSITION: Partner NATURE: LLC. I became a 5% equity partner of NWF Advisory Group, LLC on 1/1/2017. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 11835 W. Olympic Blvd, Suite 1155 East, Los Angeles CA 90064, United States DESCRIPTION: Meet with other partners on periodic basis to assess the business and discuss items pertaining to the business: marketing, budgeting, staffing, etc... 4. TEMPLE OR AMI POSITION: President NATURE: 501c3 Jewish Temple INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2021 ADDRESS: 26115 Mureau Road, Calabasas CA 91302, United States DESCRIPTION: Review budget, P & L, and Balance Sheets on a monthly basis, attendboard meetings, collaborate with other board members regarding financial andcommunity servicematters pertaining to the temple. Approve items such as decisions on building lease, insurance policies, security, etc... 5. ARTISAN CAPITAL PARTNERS DBA POSITION: Financial Professional NATURE: Artisan Capital Partners is a DBA under/powered by NWF Advisory Group, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 05/13/2025 ADDRESS: 15821 Ventura Blvd, Suite 660, Encino CA 91436, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisan Capital Partners.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Evan Steinhauer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Craig Evan Steinhauer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 1999 - Present

NWF ADVISORY SERVICES INC

Office #1: 15821 Ventura Blvd. #660 Suite 1150e, Encino, CA 91436

RIA

CRD#: 110410

Encino, CA

Current

June 2, 2005 - Present

OSAIC WEALTH, INC.

Office #1: 15821 Ventura Boulevard Suite 660, Encino, CA 91436

RIA

CRD#: 23131

Encino, CA

Current

August 5, 1991 - Present

OSAIC WEALTH, INC.

Office #1: 15821 Ventura Boulevard Suite 660, Encino, CA 91436

RIA

CRD#: 23131

Encino, CA

Past

September 30, 1991 - July 11, 2002

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/21/2015)

Arizona
(10/25/2001)

Arkansas
(5/8/2015)

California
(8/5/1991)

IAR

California
(6/2/1999)

Colorado
(6/23/2006)

Connecticut
(6/10/2013)

District of Columbia
(2/25/2025)

Florida
(3/27/2014)

Georgia
(3/27/2014)

Hawaii
(6/10/2019)

Idaho
(9/14/2005)

Illinois
(8/16/2006)

Indiana
(7/31/2017)

Kansas
(3/10/2016)

Louisiana
(10/15/2018)

Maine
(5/8/2009)

Maryland
(4/22/2014)

Massachusetts
(8/30/2013)

Michigan
(7/17/2017)

Minnesota
(7/8/2020)

Missouri
(3/27/2014)

Nebraska
(1/11/2021)

Nevada
(4/27/2000)

New Jersey
(4/15/1997)

New Mexico
(6/26/2003)

New York
(3/23/1994)

North Carolina
(5/6/2024)

Oklahoma
(5/31/2013)

Oregon
(1/10/2000)

Pennsylvania
(8/19/1999)

Tennessee
(1/11/2013)

Texas
(8/4/2000)

Utah
(8/8/2017)

Vermont
(8/22/2007)

Washington
(2/21/2006)

Wisconsin
(7/15/2022)

Wyoming
(4/13/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/7/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/5/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/6/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/2/1991

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Natalia Avila

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

SANTA CLARITA, CA

Jon Neuhaus

MORGAN STANLEY

IAR

El Segundo, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Craig E. Steinhauer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Evan Steinhauer's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Craig Evan Steinhauer's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/7/1999

Series 63

Date: 7/5/1991

SIE

Date: 10/1/2018

Series 7

Date: 10/6/1998

Series 6

Date: 8/2/1991

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors