Timothy L. Trockenbrot
Professional summary
Timothy Leander Trockenbrot III, who also goes by Timothy L Trockenbrot III, is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in Fort Myers, Florida.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1991. Timothy has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Leander Trockenbrot III's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2011 - Present
P.J. ROBB VARIABLE, LLC
September 15, 2010 - October 20, 2011
SAYBRUS EQUITY SERVICES, LLC
February 4, 2009 - September 17, 2010
AXCELUS FINANCIAL DISTRIBUTION COMPANY
March 27, 2003 - February 4, 2009
VP DISTRIBUTORS LLC
April 3, 2002 - July 21, 2003
WS GRIFFITH SECURITIES, INC.
September 28, 2000 - January 31, 2002
PRUDENTIAL EQUITY GROUP, LLC
February 12, 1991 - September 15, 2000
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/21/2011)
(12/21/2011)
(12/21/2011)
(12/21/2011)
(1/23/2020)
Exams
FINRA
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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