Gregg Howard Johnson | Financial Professional | Omaha, Nebraska

Professional summary

Gregg Howard Johnson, who also goes by Gregg Howard Johnson, Gregg Johnson, Gregg H Johnson, is a registered financial advisor currently at CWM, LLC located in Omaha, Nebraska and CETERA WEALTH SERVICES, LLC located in Omaha, Nebraska.

Gregg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Gregg has worked at 18 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregg Howard Johnson | Gregg Johnson | Gregg H Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS - CRD # 155344; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES; START DATE: 11/2021; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE / NATIONAL SALES DIRECTOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: OVERSEE THE BUSINESS DEVELOPMENT AND M&A SALES TEAMS; 2. NAME OF OTHER BUSINESS: METRO OMAHA RED CROSS; INVESTMENT RELATED: NO; ADDRESS: OMAHA, NE 68124; NATURE OF BUSINESS: HEALTH / MEDICAL; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: .5; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PARTICIPATE IN MONTHLY BOARD MEETINGS THAT ASSIST WITH THE MANAGEMENT OF THE REGIONAL ORGANIZATION. I ALSO SERVE ON THE SUB-COMMITTEE THAT IDENTIFIES AND RECRUITS NEW BOARD MEMBERS; 3. NAME OF OTHER BUSINESS: JS-4-HAWKS LLC; INVESTMENT RELATED: NO; ADDRESS: MOORHEAD, IA 51558; NATURE OF BUSINESS: VACATION HOME; START DATE: 06/2013; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: OWNERSHIP IN THIS LLC WITH THE PURPOSE OF OWNING A VACATION HOME IN AZ. DO NOT RENT OUT THIS PROPERTY; 4. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 10/2021; POSITION/TITLE/RELATIONSHIP: NATIONAL SALES DIRECTOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: OVERSEE THE BUSINESS DEVELOPMENT AND M&A SALES TEAMS; 5. NAME OF OTHER BUSINESS: CITYLIGHT FINANCE COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: OMAHA, NE 68144; NATURE OF BUSINESS: CHURCH; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER MONTH: 1.5; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PARTICIPATE IN MONTHLY MEETINGS WHERE THE COMMITTEE REVIEWS FINANCIAL STATEMENTS AND HELPS SET THE DIRECTION OF THE CHURCH AS IT RELATES TO FINANCIAL MATTERS. I DO NOT PROVIDE ANY SECURITIES INVESTMENT GUIDANCE;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregg Howard Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2021 - Present

CWM, LLC

Office #1: 14600 Branch St., Omaha, NE 68154

RIA

CRD#: 155344

Omaha, NE

Current

March 4, 2024 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 14600 Branch Street, Omaha, NE 68154

BD

CRD#: 6321

MINNEAPOLIS, MN

Past

February 19, 1991 - March 16, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

BD

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CL

CWM, LLC

CRD#: 155344 / SEC#: 801-72037

RIA

Registered Investment Advisory firm - (1/3/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

General Securities Principal Examination

SRO Registrations

RR

FINRA

Current Firm

CL

CWM, LLC

CRD#: 155344 / SEC#: 801-72037

RIA

Registered Investment Advisory firm - (1/3/2011 Approved)

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Contact information

Main Address

14600 Branch St., Omaha, NE 68154

Mailing Address

Phone number

(402) 330-0808

Established

Firm type

Fiscal year end

# of Employees

1,314

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CWM, LLC ADV PART 2A (7/9/2025)

CWM, LLC APPENDIX WRAP PROGRAM (5/8/2025)

Regulatory assets under management

Total Number of Accounts	124,944
AUM (Assets Under Management)	$ 33,775,526,748

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregg H. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregg Howard Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

INVESTACORP, INC.

SECURITIES SERVICE NETWORK, LLC

KMS FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

TRIAD ADVISORS LLC

LADENBURG THALMANN & CO. INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

GUARANTY BROKERAGE SERVICES, INC.

WELLS FARGO BROKERAGE SERVICES, L.L.C.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CWM, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/12/2006

Series 65

Date: 12/30/1999

Series 63

Date: 2/1/1991

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/14/1991

Series 24

Date: 1/7/1999

FINRA

Current Firm

CWM, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CWM, LLC

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