Shashidar R. Naidu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shashidar Ramanujalu Naidu, who also goes by Shashi Naidu, was a registered financial professional .
Shashidar is a previously registered financial professional and started their career in finance in 1991. Shashidar had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2017 - January 9, 2018
JOHN HANCOCK DISTRIBUTORS LLC
March 6, 2017 - March 24, 2017
BRIGHTHOUSE SECURITIES, LLC
September 26, 2007 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
February 7, 2005 - May 18, 2007
SLD AMERICA EQUITIES, INC.
June 1, 2004 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
September 16, 2002 - February 9, 2005
METLIFE INVESTORS DISTRIBUTION COMPANY
May 25, 1999 - August 26, 2002
NEW ENGLAND SECURITIES
September 30, 1997 - May 12, 1999
METROPOLITAN LIFE INSURANCE COMPANY
September 30, 1997 - May 12, 1999
MSI FINANCIAL SERVICES, INC.
January 11, 1991 - April 9, 1996
CONFEDERATION FINANCIAL SERVICES (U.S.), INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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