JC
Joseph R. Crea
ENZA FINANCIAL
Independence, OH 44131
Some features on this profile are disabled
CRD#: 2110561
JC
Professional summary
Joseph Ross Crea, who also goes by Joe Crea, Joseph R Crea, is a registered financial advisor currently at ENZA FINANCIAL, LLC located in Independence, Ohio and M HOLDINGS SECURITIES, INC. located in Independence, Ohio.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Joseph has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Crea | Joseph R Crea
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Ohio Boys Town; 93 East Bridge Street, Berea, OH 44107; 07/11/2013; Trustee; Vote on investment choices for the foundation as well as review/select charities for grants; Investment Related; 1 hour/month; 0 hours/month during business hours; No Compensation. 2) Unsung Brewing Company, LLC; www.unsungbrewing.com; 2015; Shareholder; Investor/Shareholder; Investment Related; 10 hours/month; 0 hours/month during business hours; Loan Repayment, Passive Income. 3) Workchat; 11/1/16; Business Owner; Communications for benefits plans; not investment related; 10 hours/month; 10 hours/month during business hours; Ownership, Profits. 4) Enza Foundation; 6450 Rockside Woods Blvd. South, Suite 150, Independence, OH 44131; 01/2018; Founder; Donations to charities of choice; Not Investment Related; 1 hour/month; 0 hours/month during business hours; No Compensation. 5) FCF LLC; 8504 Bellagio Drive, Naples, FL 34114; 01/2007; Owner; Primary real estate holding; Not Investment Related; 0 hours/month; 0 hours/month during business hours; No Compensation. 6) Enza Financial, LLC; 6450 Rockside Woods Blvd. South, Suite 150, Independence, OH 44131; 08/2014; Principal; Management, consulting, marketing and sales; Investment Related; 160 hours/month; 160 hours/month during business hours; Expense Reimbursement, Ownership, Profits, Commissions, Wages/Salary. 7) ENZA INSURANCE, LLC; POSITION: President NATURE: all insurance commissionable premiums are paid t this entity including those from our broker dealer INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 01/01/2023; ADDRESS: 6450 Rockside Woods Blve S, ste 150, Independence OH 44131, United States; DESCRIPTION: i am an owner of this business. my primary responsibility is to bring sales into this company and help manage operations. we have other shareholders as well who run the business 8) ENZA SERVICE LLC; POSITION: Manager NATURE: Service Organization INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2023; ADDRESS: 6450 Rockside woods blvd, ste 150, Independence OH 44131, United States; DESCRIPTION: Managing unit holder
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Ross Crea's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 17, 2021 - Present
ENZA FINANCIAL, LLC
Office #1: 6450 Rockside Woods Blvd S Suite 150, Independence, OH 44131RIA
CRD#: 315827
Independence, OH
Current
May 1, 2001 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 6450 Rockside Woods Blvd. Suite 150, Independence, OH 44131RIA
BD
CRD#: 43285
Independence, OH
Past
April 26, 2002 - December 15, 2022
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
INDEPENDENCE, OH
Past
July 17, 1992 - May 3, 2001
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
January 9, 1992 - July 24, 1992
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
ENZA FINANCIAL, LLC
ENZA FINANCIAL, LLC
CRD#: 315827 / SEC#: 801-125885
RIA
Registered Investment Advisory firm - (6/16/2022 Approved)Louisiana
Registered Investment Advisory firm - (6/29/2022 Terminated)Ohio
Registered Investment Advisory firm - (6/29/2022 Terminated)Texas
Registered Investment Advisory firm - (6/29/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/25/2003)
RR
California(5/1/2001)
RR
District of Columbia(4/25/2022)
RR
Florida(12/11/2023)
RR
Georgia(12/11/2023)
RR
Louisiana(12/2/2003)
RR
Ohio(5/1/2001)
IAR
Ohio(11/17/2021)
RR
Pennsylvania(4/4/2024)
RR
Texas(4/25/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EF
ENZA FINANCIAL, LLC
ENZA FINANCIAL, LLC
CRD#: 315827 / SEC#: 801-125885
RIA
Registered Investment Advisory firm - (6/16/2022 Approved)Louisiana
Registered Investment Advisory firm - (6/29/2022 Terminated)Ohio
Registered Investment Advisory firm - (6/29/2022 Terminated)Texas
Registered Investment Advisory firm - (6/29/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6450 Rockside Woods Blvd S Suite 150, Independence, OH 44131
Mailing Address
Phone number
(216) 236-0700
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 271 |
| AUM (Assets Under Management) | $ 146,474,385 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
