Knowel K. Mcgraw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Knowel Kane Mcgraw MR, who also goes by Knowel Kane Mcgraw, was a registered financial professional .
Knowel is a previously registered financial professional and started their career in finance in 1991. Knowel had worked at 12 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2023 - August 27, 2024
VIVID WEALTH MANAGEMENT LLC
January 28, 2013 - December 18, 2013
HILLTOP SECURITIES INC.
January 28, 2013 - December 18, 2013
HILLTOP SECURITIES INC.
April 19, 2010 - November 10, 2011
KCD FINANCIAL, INC.
December 3, 2009 - November 10, 2011
KCD FINANCIAL, INC.
November 7, 2006 - December 3, 2009
TRANSAMERICA CAPITAL, LLC
March 18, 2005 - November 6, 2006
PRINCIPAL FUNDS DISTRIBUTOR, INC.
December 11, 2004 - March 21, 2005
METLIFE INVESTORS DISTRIBUTION COMPANY
April 20, 2004 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
March 20, 2001 - April 7, 2004
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
October 2, 1998 - February 27, 2001
ROBERT W. BAIRD & CO. INCORPORATED
March 2, 1998 - October 12, 1998
RBC CAPITAL MARKETS, LLC
May 28, 1993 - March 2, 1998
DAIN RAUSCHER INCORPORATED
January 1, 1991 - June 7, 1993
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIVID WEALTH MANAGEMENT LLC
CRD#: 328095 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
