David A. Kugler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Alan Kugler was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1991. David had worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2020 - October 31, 2023
SILVER LEAF PARTNERS, LLC
December 12, 2006 - December 12, 2011
SILVER LEAF PARTNERS, LLC
October 31, 2003 - February 3, 2004
SILVER LEAF PARTNERS, LLC
October 30, 2003 - March 31, 2006
AMERIMUTUAL FUNDS DISTRIBUTOR, INC.
February 13, 2003 - September 2, 2003
REFCO SECURITIES, LLC
June 8, 1999 - November 28, 2001
FIRST INTERNET SECURITIES NETWORK
December 22, 1997 - October 24, 2002
MONUMENT DISTRIBUTORS, INC.
September 6, 1994 - January 21, 1997
UBS FINANCIAL SERVICES INC.
January 8, 1991 - September 9, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 10/22/2020
General Securities Representative ExaminationCurrent Firm
SILVER LEAF PARTNERS, LLC
CRD#: 126694 / SEC#: , 8-65902
Contact information
FINRA licenses (50 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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