Donald Perillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Perillo, who also goes by Donald N Perillo, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1991. Donald had worked at 11 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2024 - May 9, 2025
KEY INVESTMENT SERVICES LLC
April 25, 2023 - October 31, 2024
J.P. MORGAN SECURITIES LLC
November 20, 2017 - December 31, 2022
ALLSTATE FINANCIAL SERVICES, LLC
July 26, 2000 - December 31, 2001
THE WINDMILL GROUP, INC.
December 3, 1996 - June 29, 2000
BENCH SECURITIES CORP.
August 12, 1996 - November 12, 1996
ADVANTAGE CAPITAL CORPORATION
December 22, 1995 - July 25, 1996
WALNUT STREET SECURITIES, INC.
March 31, 1992 - October 12, 1995
METROPOLITAN LIFE INSURANCE COMPANY
March 31, 1992 - October 12, 1995
MSI FINANCIAL SERVICES, INC.
January 31, 1991 - March 3, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 31, 1991 - March 3, 1992
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
