Saul A. Padilla

GREENWICH CREEK CAPITAL MANAGEMENT

Stamford, CT

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CRD#: 2110221

Professional summary

Saul Alejandro Padilla is a registered financial advisor currently at GREENWICH CREEK CAPITAL MANAGEMENT, LLC located in Stamford, Connecticut.

Saul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Saul has worked at 5 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Saul Alejandro Padilla's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2008 - Present

GREENWICH CREEK CAPITAL MANAGEMENT, LLC

RIA

CRD#: 147348

Stamford, CT

Past

September 22, 2005 - December 20, 2005

EFG CAPITAL INTERNATIONAL LLC

CRD#: 28349

MIAMI, FL

Past

January 10, 2003 - August 28, 2008

EFG CAPITAL INTERNATIONAL

CRD#: 40118

NEW YORK CITY, NY

Past

November 7, 2002 - December 13, 2002

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

MIAMI, FL

Past

November 14, 2000 - December 13, 2002

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

June 10, 1991 - November 17, 2000

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(8/6/2008)

IAR

Texas
(12/16/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/24/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/29/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 9/14/1994

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/2/1991

General Securities Representative Examination

Current Firm

GREENWICH CREEK CAPITAL MANAGEMENT, LLC

GCCM | GREENWICH CREEK CAPITAL MANAGEMENT, LLC | GREENWICH CREEK CAPITAL MANAGEMENT LLC

CRD#: 147348 / SEC#: 801-69383

RIA

Registered Investment Advisory firm - (11/26/2012 Terminated)

Connecticut

Registered Investment Advisory firm - (11/23/2012 Approved)

Texas

Registered Investment Advisory firm - (10/23/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Stamford, CT

Mailing Address

Phone number

(203) 769-5300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	83
AUM (Assets Under Management)	$ 95,657,659

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Saul A. Padilla

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Saul Alejandro Padilla's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENWICH CREEK CAPITAL MANAGEMENT, LLC

EFG CAPITAL INTERNATIONAL LLC

EFG CAPITAL INTERNATIONAL

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/24/2008

Series 63

Date: 1/29/1996

Series 3

Date: 9/14/1994

Series 7

Date: 4/2/1991

Current Firm

GREENWICH CREEK CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREENWICH CREEK CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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