Jeffrey B. Goldman

LIFE PLANNING ADVISORS LLC

Bigfork, MT 59911

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CRD#: 2110174

Professional summary

Jeffrey Bruce Goldman, CFP® is a registered financial advisor currently at LIFE PLANNING ADVISORS LLC located in Bigfork, Montana.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Jeffrey has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)LPA INSURANCE SERVICES; PRESIDENT; INSURANCE AGENCY; NOT INVESTMENT RELATED; D, 139 FOOTHILL VIEW LANE #2826 BIGFORK MT 59911; 08/2001; 20HRS/MO; 1HR/DAY DURING SECURITIES HRS; OFFER INSURANCE TO CLIENTS. 2)LIFE PLANNING ADVISORS , LLC; RIA; FOUNDER; INVESTMENT RELATED; , 139 FOOTHILL VIEW LANE #2826 BIGFORK MT 59911; 09/2009; 40HRS/MO; 2-4HRS/DAY DURING SECURITIES HRS; OFFER INVESTMENT ADVICE AND IMPLEMENTATION, FEE ONLY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Bruce Goldman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Current

January 22, 2019 - Present

LIFE PLANNING ADVISORS LLC

Office #1: 62 Bay Harbor Drive #2826, Bigfork, MT 59911

RIA

CRD#: 151292

Bigfork, MT

Past

November 4, 2009 - May 28, 2013

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

CARLSBAD, CA

Past

August 24, 2009 - December 31, 2018

LIFE PLANNING ADVISORS LLC

RIA

CRD#: 151292

LOS ANGELES, CA

Past

January 2, 2009 - March 23, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT PETERSBURG, FL

Past

March 19, 2007 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

PALOS VERDES ESTATES, CA

Past

March 15, 2007 - March 23, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

PALOS VERDES ESTATES, CA

Past

September 30, 2002 - March 15, 2007

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

CARLSBAD, CA

Past

September 30, 2002 - March 15, 2007

NATIONAL PLANNING CORPORATION

CRD#: 29604

CARLSBAD, CA

Past

January 1, 2002 - April 10, 2008

LIFE PLANNING ADVISORS, LLC.

RIA

CRD#: 115853

SAN DIEGO, CA

Past

November 8, 1993 - October 29, 2002

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

January 29, 1991 - November 26, 1993

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIFE PLANNING ADVISORS LLC

LIFE PLANNING ADVISORS LLC | SIERRA WEALTH GROUP, LLC

CRD#: 151292 / SEC#: 801-126603

RIA

Registered Investment Advisory firm - (9/22/2022 Approved)

Arizona

Registered Investment Advisory firm - (1/4/2018 Approved)

California

Registered Investment Advisory firm - (10/28/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/22/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/6/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/28/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/23/1994

General Securities Principal Examination

Current Firm

LIFE PLANNING ADVISORS LLC

LIFE PLANNING ADVISORS LLC | SIERRA WEALTH GROUP, LLC

CRD#: 151292 / SEC#: 801-126603

RIA

Registered Investment Advisory firm - (9/22/2022 Approved)

Arizona

Registered Investment Advisory firm - (1/4/2018 Approved)

California

Registered Investment Advisory firm - (10/28/2022 Terminated)

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Contact information

Main Address

62 Bay Harbor Drive #2826, Bigfork, MT 59911

Mailing Address

Phone number

(760) 918-0304

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIERRA WEALTH GROUP ADV PART 2 (3/13/2025)

JEFFREY B GOLDMAN (3/13/2025)

TIMOTHY VANHOUTEN (3/13/2025)

TODD A TESSLER (3/13/2025)

CHRISTIAN D PRICE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	964
AUM (Assets Under Management)	$ 153,980,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey B. Goldman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Bruce Goldman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

LIFE PLANNING ADVISORS LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

LIFE PLANNING ADVISORS, LLC.

SUNAMERICA SECURITIES, INC.

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

LIFE PLANNING ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/1998

Series 63

Date: 2/6/1991

Series 7

Date: 1/28/1991

Series 24

Date: 12/23/1994

Current Firm

LIFE PLANNING ADVISORS LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIFE PLANNING ADVISORS LLC

TRUST BUT VERIFY

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