Kimberly F. Escue

STRINGER ASSET MANAGEMENT

MEMPHIS, TN 38137

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CRD#: 2109916

Professional summary

Kimberly Faust Escue, who also goes by Kim Escue, Kimberly Anna Escue, Kim Faust, Kimberly Anna Faust, is a registered financial advisor currently at STRINGER ASSET MANAGEMENT, LLC located in Memphis, Tennessee and MATRIX 360 DISTRIBUTORS, LLC located in Memphis, Tennessee.

Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Kimberly has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kim Escue | Kimberly Anna Escue | Kim Faust | Kimberly Anna Faust

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Stringer Asset Management - Investment Related. Address: 5050 Poplar Ave., Suite 1103, Memphis, TN 38157. Nature of Business: Registered Investment Adviser. Position: Senior Portfolio Manager - Accounting, Research and Asset Management. Start Date: 2/2013. 160 hours per month devoted to this activity. 160 hours per month devoted to this activity during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Faust Escue's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2013 - Present

STRINGER ASSET MANAGEMENT, LLC

Office #1: 5100 Poplar Avenue Suite 1502, Memphis, TN 38137

RIA

CRD#: 166133

MEMPHIS, TN

Current

March 24, 2017 - Present

MATRIX 360 DISTRIBUTORS, LLC

Office #1: 5100 Poplar Avenue, Suite 1502, Memphis, TN 38137

CRD#: 159715

Memphis, TN

Past

February 10, 2016 - March 22, 2017

MATRIX CAPITAL GROUP, INC.

CRD#: 33364

NEW YORK, NY

Past

February 13, 2013 - February 27, 2013

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

MEMPHIS, TN

Past

October 30, 2003 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

May 15, 2001 - July 30, 2002

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

MEMPHIS, TN

Past

June 16, 1998 - July 16, 1999

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

February 7, 1997 - July 29, 1997

NBC CAPITAL MARKETS GROUP, INC.

CRD#: 18229

MEMPHIS, TN

Past

April 11, 1991 - February 7, 1997

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRINGER ASSET MANAGEMENT, LLC

CRD#: 166133 / SEC#: 801-77536

RIA

Registered Investment Advisory firm - (2/1/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Tennessee
(2/25/2013)

Tennessee
(8/29/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/29/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/10/1991

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STRINGER ASSET MANAGEMENT, LLC

CRD#: 166133 / SEC#: 801-77536

RIA

Registered Investment Advisory firm - (2/1/2013 Approved)

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Contact information

Main Address

5100 Poplar Avenue Suite 1502, Memphis, TN 38137

Mailing Address

Phone number

(901) 800-2956

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRINGER PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	72
AUM (Assets Under Management)	$ 42,215,169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kimberly F. Escue

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Faust Escue's CRS (Customer Relationship Summary).

Certified licenses

Experience

MATRIX 360 DISTRIBUTORS, LLC

MATRIX CAPITAL GROUP, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

B. RILEY WEALTH MANAGEMENT

MORGAN KEEGAN & COMPANY, LLC

NBC CAPITAL MARKETS GROUP, INC.

MORGAN KEEGAN & COMPANY, LLC

Primary Firm SEC Registration

STRINGER ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/29/2017

SIE

Date: 10/1/2018

Series 7

Date: 4/10/1991

FINRA

Current Firm

STRINGER ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRINGER ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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