VC
Vincent J. Capodanno
WESTPARK CAPITAL
Boca Raton, FL 33432
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CRD#: 2109840
VC
Professional summary
Vincent James Capodanno, who also goes by Jimmy Capodanno Jr, Jimmy Capodanno, VIncent James Capodanno Jr, Vincent James Capodanno, is a registered financial advisor currently at WESTPARK CAPITAL, INC. located in Boca Raton, Florida.
Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Vincent has worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jimmy Capodanno Jr | Jimmy Capodanno | Vincent James Capodanno Jr | Vincent James Capodanno
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Vincent James Capodanno's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Vincent James Capodanno's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2025 - Present
WESTPARK CAPITAL, INC.
Office #1: 225 Ne Mizner Blvd Suite 530, Boca Raton, FL 33432RIA
BD
CRD#: 39914
Boca Raton, FL
Current
August 1, 2023 - Present
WESTPARK CAPITAL, INC.
Office #1: 225 Ne Mizner Blvd Suite 530, Boca Raton, FL 33432RIA
BD
CRD#: 39914
Boca Raton, FL
Past
July 14, 2023 - July 21, 2023
GARDEN STATE SECURITIES, INC.
BD
CRD#: 10083
WELLINGTON, FL
Past
October 24, 2022 - July 14, 2023
DINOSAUR FINANCIAL GROUP, L.L.C
BD
CRD#: 104446
MIAMI, FL
Past
November 18, 2021 - October 24, 2022
WESTPARK CAPITAL, INC.
BD
CRD#: 39914
BOCA RATON, FL
Past
April 12, 2021 - November 11, 2021
T3 TRADING GROUP, LLC
BD
CRD#: 154431
NEW YORK, NY
Past
June 24, 2020 - March 16, 2021
ALEXANDER CAPITAL, L.P.
BD
CRD#: 40077
RED BANK, NJ
Past
June 15, 1992 - December 3, 1992
INVESTORS ASSOCIATES, INC.
BD
CRD#: 958
Past
March 5, 1992 - March 24, 1992
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
Past
November 15, 1991 - March 3, 1992
NETWORK 1 FINANCIAL SECURITIES INC.
BD
CRD#: 13577
Past
September 25, 1991 - October 25, 1991
CORTLANDT CAPITAL CORPORATION
BD
CRD#: 25152
Past
August 29, 1991 - October 3, 1991
AMERICAN BOND GROUP, INC.
BD
CRD#: 18318
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WESTPARK CAPITAL, INC.
COAST CAPITAL WEALTH MANAGEMENT | WESTPARK CAPITAL, INC. | QUIVER FINANCIAL | PACIFIC CREST FINANCIAL | MEYERS FINANCIAL GROUP | MASON FINANCIAL PARTNERS | HARVARD FUNDING GROUP, INC. | FORETHOUGHT FINANCIAL | DUKES WEALTH MANAGEMENT INC. | DILIGENT FINANCIAL GROUP | DILIGENT FINANCIAL
CRD#: 39914 / SEC#: 801-108275, 8-48898
RIA
Registered Investment Advisory firm - SEC (9/7/2016 Approved)California
Registered Investment Advisory firm - SEC (10/14/2016 Terminated)New York
Registered Investment Advisory firm - SEC (9/14/2016 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/18/2025)
RR
California(8/1/2023)
RR
Colorado(8/1/2023)
RR
Florida(8/1/2023)
IAR
Florida(6/13/2025)
RR
Georgia(8/1/2023)
RR
Illinois(8/1/2023)
RR
Louisiana(8/3/2023)
RR
Maryland(8/1/2023)
RR
Massachusetts(8/1/2023)
RR
Michigan(8/1/2023)
RR
New Jersey(8/1/2023)
RR
New York(8/1/2023)
IAR
New York(6/4/2025)
RR
North Carolina(3/18/2025)
RR
Ohio(3/18/2025)
RR
Pennsylvania(8/1/2023)
RR
Texas(8/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/24/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WC
WESTPARK CAPITAL, INC.
COAST CAPITAL WEALTH MANAGEMENT | WESTPARK CAPITAL, INC. | QUIVER FINANCIAL | PACIFIC CREST FINANCIAL | MEYERS FINANCIAL GROUP | MASON FINANCIAL PARTNERS | HARVARD FUNDING GROUP, INC. | FORETHOUGHT FINANCIAL | DUKES WEALTH MANAGEMENT INC. | DILIGENT FINANCIAL GROUP | DILIGENT FINANCIAL
CRD#: 39914 / SEC#: 801-108275, 8-48898
RIA
Registered Investment Advisory firm - SEC (9/7/2016 Approved)California
Registered Investment Advisory firm - SEC (10/14/2016 Terminated)New York
Registered Investment Advisory firm - SEC (9/14/2016 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
1800 Century Park East 22nd Floor, New York, NY 10017
Mailing Address
1800 Century Park East Suite 220, Los Angeles, CA 90067
Phone number
(310) 843-9300
Established
Michigan since 09/05/2025
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
15
SEC notice filing (21 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 234 |
| AUM (Assets Under Management) | $ 47,569,260 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WESTPARK CAPITAL, INC.
CRD#: 39914Boca Raton, FL 33432TRUST BUT VERIFY
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