Martha K. Kashner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martha Kathryn Kashner was a registered financial professional .
Martha is a previously registered financial professional and started their career in finance in 1990. Martha had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2010 - August 30, 2013
CIM SECURITIES, LLC
September 30, 2008 - June 25, 2009
WESTERN INTERNATIONAL SECURITIES, INC.
May 9, 2006 - December 4, 2007
SAXONY SECURITIES, INC.
February 7, 2000 - February 27, 2006
DELANO GROUP SECURITIES, L.L.C.
June 13, 1996 - February 8, 2000
ROUND HILL SECURITIES, INC.
January 17, 1996 - June 19, 1996
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
July 31, 1993 - December 13, 1995
CITIGROUP GLOBAL MARKETS INC.
November 21, 1990 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CIM SECURITIES, LLC
CRD#: 120852 / SEC#: , 8-65351
Contact information
FINRA licenses (47 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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