Christian L. Eminente
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Luciano Eminente, who also goes by Chris Emit, was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 1991. Christian had worked at 10 firms and has passed the Series 63, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2002 - June 24, 2003
J.P. TURNER & COMPANY, L.L.C.
May 21, 2002 - September 25, 2002
FIRST MONTAUK SECURITIES CORP.
April 3, 1997 - September 25, 2002
FIRST LIBERTY INVESTMENT GROUP, INC.
May 22, 1996 - November 8, 1996
DANALLEN INVESTMENT GROUP INC.
December 16, 1994 - August 2, 1995
PRIME CHARTER LTD.
August 23, 1994 - January 4, 1995
GILFORD SECURITIES INCORPORATED
May 17, 1994 - August 23, 1994
A. R. BARON & CO., INC.
October 15, 1993 - May 18, 1994
COMMONWEALTH ASSOCIATES
December 9, 1992 - November 9, 1993
FIRST ASSET MANAGEMENT, INC.
August 11, 1992 - December 10, 1992
REICH & CO., INC.
October 10, 1991 - August 20, 1992
COMMONWEALTH ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 6/11/1991
Corporate Securities Limited Representative ExaminationCurrent Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
