Shuming Chang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shuming Chang, who also goes by Anthony Chang, was a registered financial professional .
Shuming is a previously registered financial professional and started their career in finance in 1990. Shuming had worked at 3 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2005 - November 26, 2012
CENTURY PACIFIC SECURITIES, INC.
June 13, 1995 - June 30, 2005
NOVUS SECURITIES CORP.
December 3, 1990 - June 1, 1995
YOUNGBLOOD SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Series 55
Date: 10/4/2004
Limited Representative-Equity Trader ExamCurrent Firm
CENTURY PACIFIC SECURITIES, INC.
CRD#: 113698 / SEC#: , 8-53355
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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