RW
Ronald J. Wagner
WAGNER LOFTIN INVESTMENT SERVICES LLC
PLEASANT HILL, CA 94523
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CRD#: 2109102
RW
Professional summary
Ronald Joseph Wagner is a registered financial advisor currently at WAGNER LOFTIN INVESTMENT SERVICES LLC located in Pleasant Hill, California and OSAIC WEALTH, INC. located in Pleasant Hill, California.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Ronald has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WAGNER, LOFTIN INVESTMENT SERVICES POSITION: President NATURE: Sole Proprietorship Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 80 START DATE: 01/01/1993 ADDRESS: 3478 Buskirk Ave. #333 Pleasant Hill, Ca. 94523, Pleasant Hill CA 94523 DESCRIPTION: Manage client accounts 2) RONALD J. WAGNER POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2010 ADDRESS: 2589 Stirling Ct Brentwood, CA 94513, Brentwood CA 94513 DESCRIPTION: Owner of property, collect rent, paytaxes, Pay property access to Contra Cost County as located on County Airport.Other rental Property located in Brentwood 3) WAGNER LOFTIN INVESTMENT SERVICES LLC POSITION: President NATURE: LLC^Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 80 START DATE: 01/01/1993 ADDRESS: 3478 Buskirk Ave. #333 Pleasant Hill, Ca. 94523, Pleasant Hill CA 94523, United States DESCRIPTION: Manage client accounts
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Joseph Wagner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 1993 - Present
WAGNER LOFTIN INVESTMENT SERVICES LLC
Office #1: 3478 Buskirk Avenue Suite 308, Pleasant Hill, CA 94523RIA
CRD#: 109770
PLEASANT HILL, CA
Current
September 1, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 3478 Buskirk Ave Suite 333, Pleasant Hill, CA 94523RIA
BD
CRD#: 23131
Pleasant Hill, CA
Past
October 31, 2005 - September 1, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
PLEASANT HILL, CA
Past
August 4, 1992 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
March 13, 1991 - August 6, 1992
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WL
WAGNER LOFTIN INVESTMENT SERVICES LLC
RONALD JOSEPH WAGNER | WAGNER, LOFTIN INVESTMENT SERVICES | WAGNER LOFTIN INVESTMENT SERVICES LLC
CRD#: 109770 / SEC#: 801-63145
RIA
Registered Investment Advisory firm - (5/18/2004 Approved)California
Registered Investment Advisory firm - (5/18/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/1/2023)
IAR
California(3/1/1993)
RR
California(9/1/2023)
RR
Colorado(9/1/2023)
RR
Florida(9/1/2023)
RR
Georgia(9/1/2023)
RR
Hawaii(9/1/2023)
RR
Idaho(9/1/2023)
RR
Louisiana(9/1/2023)
RR
Missouri(9/1/2023)
RR
Nevada(9/1/2023)
RR
New York(9/1/2023)
RR
North Carolina(9/1/2023)
RR
Oklahoma(9/1/2023)
RR
Oregon(9/1/2023)
RR
Texas(9/1/2023)
RR
Virginia(9/1/2023)
RR
Washington(9/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WL
WAGNER LOFTIN INVESTMENT SERVICES LLC
RONALD JOSEPH WAGNER | WAGNER, LOFTIN INVESTMENT SERVICES | WAGNER LOFTIN INVESTMENT SERVICES LLC
CRD#: 109770 / SEC#: 801-63145
RIA
Registered Investment Advisory firm - (5/18/2004 Approved)California
Registered Investment Advisory firm - (5/18/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3478 Buskirk Avenue Suite 333, Pleasant Hill, CA 94523
Mailing Address
Phone number
(925) 930-7176
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,031 |
| AUM (Assets Under Management) | $ 478,523,345 |
Red Flags
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Company Information
WAGNER LOFTIN INVESTMENT SERVICES LLC
CRD#: 109770Pleasant Hill, CA 94523TRUST BUT VERIFY
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Contact information
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