Max Becker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Max Becker was a registered financial professional .
Max is a previously registered financial professional and started their career in finance in 1991. Max had worked at 3 firms and has passed the Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 1992 - March 2, 1993
QUESTRON SECURITIES, INC.
August 15, 1991 - April 14, 1992
CARTWRIGHT AND WALKER SECURITIES, INCORPORATED
April 3, 1991 - June 28, 1991
SOUTHERN CALIFORNIA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUESTRON SECURITIES, INC.
CRD#: 29730 / SEC#: , 8-44512
Contact information
Documents
Red Flags
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