Bradley D. Foos

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CRD#: 2109076

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bradley Donald Foos, who also goes by Brad Foos, was a registered financial professional .

Bradley is a previously registered financial professional and started their career in finance in 1991. Bradley had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brad Foos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 30, 2016 - January 8, 2019

SMART MONEY GROUP, LLC

RIA

CRD#: 284187

EASTLAND, TX

Past

June 30, 2016 - December 31, 2018

CALTON & ASSOCIATES, INC.

CRD#: 20999

Centennial, CO

Past

March 1, 2013 - July 1, 2016

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

CENTENNIAL, CO

Past

March 1, 2013 - July 1, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

CENTENNIAL, CO

Past

March 2, 2005 - February 28, 2013

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

ENGLEWOOD, CO

Past

March 2, 2005 - February 28, 2013

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

ENGLEWOOD, CO

Past

April 23, 2002 - March 1, 2005

OSAIC FA, INC.

RIA

CRD#: 3978

DENVER, CO

Past

April 1, 2002 - March 1, 2005

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

April 1, 2002 - March 1, 2005

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

August 14, 1997 - April 3, 2002

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

March 5, 1991 - August 13, 1997

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SMART MONEY GROUP, LLC

FFG RETIREMENT COUNSELING | SMART MONEY GROUP, LLC | KENNEDY FINANCIAL SERVICES | IRONHORSE WEALTH MANAGEMENT

CRD#: 284187 / SEC#: 801-107979

RIA

Registered Investment Advisory firm - (6/30/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/25/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/14/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/1/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SMART MONEY GROUP, LLC

FFG RETIREMENT COUNSELING | SMART MONEY GROUP, LLC | KENNEDY FINANCIAL SERVICES | IRONHORSE WEALTH MANAGEMENT

CRD#: 284187 / SEC#: 801-107979

RIA

Registered Investment Advisory firm - (6/30/2016 Approved)

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Contact information

Main Address

106 South Seaman, Eastland, TX 76448

Mailing Address

P.o. Box 895, Eastland, TX 76448

Phone number

(254) 629-3866

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (7/30/2025)

Regulatory assets under management

Total Number of Accounts	1,544
AUM (Assets Under Management)	$ 368,881,695

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley D. Foos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CALTON & ASSOCIATES, INC.

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

MML INVESTORS SERVICES, LLC

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

SMART MONEY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/25/1996

SIE

Date: 10/1/2018

Series 7

Date: 9/14/2001

Series 6

Date: 3/1/1991

Current Firm

SMART MONEY GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SMART MONEY GROUP, LLC

TRUST BUT VERIFY

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