Ruth Miller

CONTINUUM ADVISORY

Richfield, MN

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CRD#: 2109055

Professional summary

Ruth Miller, who also goes by Ruth M Hagen, Ruth Marie Miller, Ruth Miller Mullane, is a registered financial advisor currently at CONTINUUM ADVISORY, LLC located in Richfield, Minnesota and OSAIC WEALTH, INC. located in Eagle, Idaho.

Ruth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Ruth has worked at 16 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ruth M Hagen | Ruth Marie Miller | Ruth Miller Mullane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CONTINUUM ADVISORY, LLC POSITION: Compliance MANAGER NATURE: Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 04/24/2023 ADDRESS: 873 E. State Street, Eagle ID 83616, United States DESCRIPTION: predominantly supervision with some operational assistance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ruth Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2023 - Present

CONTINUUM ADVISORY, LLC

RIA

CRD#: 283155

Richfield, MN

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 873 E State Street, Eagle, ID 83616

RIA

CRD#: 23131

Eagle, ID

Past

July 7, 2023 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Eagle, ID

Past

June 20, 2022 - December 15, 2022

CX INSTITUTIONAL, LLC

RIA

CRD#: 292627

Bloomington, MN

Past

February 6, 2019 - October 25, 2022

PERSONAL WEALTH PARTNERS LLC

RIA

CRD#: 172055

BLOOMINGTON, MN

Past

June 4, 2018 - January 21, 2019

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA

CRD#: 116407

PLYMOUTH, MN

Past

June 4, 2018 - January 21, 2019

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139

PLYMOUTH, MN

Past

June 1, 2018 - May 18, 2022

LPL FINANCIAL LLC

CRD#: 6413

BLOOMINGTON, MN

Past

December 11, 2014 - May 25, 2018

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

MINNETONKA, MN

Past

December 11, 2014 - May 25, 2018

CRI SECURITIES, LLC

RIA

CRD#: 22589

MINNETONKA, MN

Past

December 9, 2014 - May 25, 2018

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

MINNETONKA, MN

Past

December 9, 2014 - May 25, 2018

CRI SECURITIES, LLC

CRD#: 22589

MINNETONKA, MN

Past

September 19, 2013 - December 1, 2014

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

MINNEAPOLIS, MN

Past

September 22, 2006 - December 1, 2014

CETERA WEALTH SERVICES, LLC

CRD#: 13572

MINNEAPOLIS, MN

Past

September 17, 1998 - September 13, 2006

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

MINNEAPOLIS, MN

Past

December 23, 1996 - September 9, 1998

WATERFORD FINANCIAL, INC.

CRD#: 33828

MINNEAPOLIS, MN

Past

October 3, 1994 - December 17, 1996

EVEREST SECURITIES, INC.

CRD#: 28548

Past

January 19, 1993 - October 10, 1994

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

November 16, 1990 - January 20, 1993

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONTINUUM ADVISORY, LLC

CRD#: 283155 / SEC#: 801-107439

RIA

Registered Investment Advisory firm - (3/30/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Idaho
(8/23/2024)

IAR

Minnesota
(9/26/2023)

Minnesota
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/29/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/8/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/15/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 1/2/2008

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/8/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CONTINUUM ADVISORY, LLC

CRD#: 283155 / SEC#: 801-107439

RIA

Registered Investment Advisory firm - (3/30/2016 Approved)

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Contact information

Main Address

873 E. State Street, Eagle, ID 83616

Mailing Address

Phone number

(208) 417-1933

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR CONTINUUM ADVISORY (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,852
AUM (Assets Under Management)	$ 1,417,081,752

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ruth Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ruth Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

CX INSTITUTIONAL, LLC

PERSONAL WEALTH PARTNERS LLC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

LPL FINANCIAL LLC

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VSR FINANCIAL SERVICES, INC.

WATERFORD FINANCIAL, INC.

EVEREST SECURITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

THE O.N. EQUITY SALES COMPANY

Primary Firm SEC Registration

CONTINUUM ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/29/1990

SIE

Date: 10/1/2018

Series 7

Date: 12/8/1992

Series 6

Date: 11/15/1990

Series 51

Date: 1/2/2008

Series 24

Date: 3/8/1995

FINRA

Current Firm

CONTINUUM ADVISORY, LLC

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONTINUUM ADVISORY, LLC

TRUST BUT VERIFY

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