Beverly L. Rohlik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beverly Linn Rohlik was a registered financial professional .
Beverly is a previously registered financial professional and started their career in finance in 1991. Beverly had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2015 - July 18, 2018
VOYA FINANCIAL PARTNERS, LLC
October 13, 2014 - July 18, 2018
SLD AMERICA EQUITIES, INC.
October 13, 2014 - September 12, 2019
DIRECTED SERVICES LLC
February 10, 2004 - November 6, 2012
HIMCO DISTRIBUTION SERVICES COMPANY
November 21, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
November 21, 1991 - December 21, 2001
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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