Alfred P. Foote
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Peter Foote was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 1968. Alfred had worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 1, Series 24 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2003 - November 12, 2020
DEWITT CAPITAL MANAGEMENT LLC
June 29, 1998 - July 23, 2002
UBS SECURITIES LLC
January 30, 1986 - June 29, 1998
SBC WARBURG DILLON READ INC.
August 6, 1981 - February 5, 1986
MORGAN STANLEY & CO. LLC
February 27, 1980 - January 7, 1986
MORGAN STANLEY & CO. LLC
May 26, 1971 - February 27, 1980
MORGAN STANLEY & CO., INCORPORATED
August 1, 1968 - June 12, 1971
MORGAN STANLEY & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/26/1968
Registered Representative ExaminationSeries 12
Date: 2/1/1981
NYSE Branch Manager ExaminationCurrent Firm
DEWITT CAPITAL MANAGEMENT LLC
CRD#: 105945 / SEC#: 801-49159
Contact information
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 25,073,454 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
