Michael H. Byard

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CRD#: 2108905

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Henry Byard was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1990. Michael had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 27, 2020 - December 20, 2022

HERITAGE WEALTH MANAGEMENT GROUP, LTD

RIA

CRD#: 148459

NORFOLK, VA

Past

January 5, 2016 - January 22, 2020

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

Falls Church, VA

Past

January 5, 2016 - January 22, 2020

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Falls Church, VA

Past

May 7, 2009 - September 6, 2011

SECURITIES AMERICA, INC.

CRD#: 10205

VIENNA, VA

Past

April 17, 2009 - January 15, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

VIENNA, VA

Past

April 17, 2009 - January 15, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

VIENNA, VA

Past

November 4, 2003 - May 13, 2009

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

RESTON, VA

Past

November 4, 2003 - May 13, 2009

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

RESTON, VA

Past

July 18, 2001 - October 23, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

RESTON, VA

Past

January 17, 2001 - October 23, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

May 5, 1997 - February 2, 2001

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

July 31, 1993 - May 12, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 11, 1990 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HERITAGE WEALTH MANAGEMENT GROUP, LTD

CRD#: 148459 / SEC#: 801-120938

RIA

Registered Investment Advisory firm - (4/26/2021 Approved)

Delaware

Registered Investment Advisory firm - (6/10/2021 Terminated)

Florida

Registered Investment Advisory firm - (6/1/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/1/2021 Terminated)

Virginia

Registered Investment Advisory firm - (6/5/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/5/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/14/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/21/1991

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/10/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/21/2006

Investment Company Products/Variable Contracts Principal Examination

Current Firm

HERITAGE WEALTH MANAGEMENT GROUP, LTD

CRD#: 148459 / SEC#: 801-120938

RIA

Registered Investment Advisory firm - (4/26/2021 Approved)

Delaware

Registered Investment Advisory firm - (6/10/2021 Terminated)

Florida

Registered Investment Advisory firm - (6/1/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/1/2021 Terminated)

Virginia

Registered Investment Advisory firm - (6/5/2021 Terminated)

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Contact information

Main Address

733 Boush Street Suite 100, Norfolk, VA 23510-1591

Mailing Address

Phone number

757-321-3725 EXT. 205

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HWMGROUP FORM ADV PART IIA BROCHURE (11/5/2025)

Regulatory assets under management

Total Number of Accounts	443
AUM (Assets Under Management)	$ 124,051,923

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael H. Byard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

SECURITIES AMERICA, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

CITICORP INVESTMENT SERVICES

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

HERITAGE WEALTH MANAGEMENT GROUP, LTD

State Registrations and Notice Filings

Exams

Series 65

Date: 7/5/2001

Series 63

Date: 12/14/1990

SIE

Date: 10/1/2018

Series 3

Date: 1/21/1991

Series 7

Date: 12/10/1990

Series 26

Date: 8/21/2006

Current Firm

HERITAGE WEALTH MANAGEMENT GROUP, LTD

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HERITAGE WEALTH MANAGEMENT GROUP, LTD

TRUST BUT VERIFY

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