David J. Ayres
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Joseph Ayres, who also goes by David J Ayres, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1991. David had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2012 - October 2, 2012
THE AYRES GROUP LLC
June 1, 2009 - June 7, 2011
MORGAN STANLEY
June 1, 2009 - June 7, 2011
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
September 22, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
December 16, 2002 - February 28, 2005
MORGAN STANLEY DW INC.
October 17, 1994 - April 2, 2007
MORGAN STANLEY DW INC.
January 23, 1991 - October 24, 1994
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE AYRES GROUP LLC
CRD#: 159166 / SEC#: 801-72767
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
