Dale H. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dale Harvey Anderson was a registered financial professional .
Dale is a previously registered financial professional and started their career in finance in 1990. Dale had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2013 - April 30, 2020
MP & H FINANCIAL GROUP, LLC
August 9, 2006 - December 23, 2010
CG BROKERAGE L.L.C.
March 19, 2001 - December 23, 2010
CLIFTON GUNDERSON WEALTH ADVISORS
March 15, 2001 - October 10, 2005
CAP PRO BROKERAGE SERVICES, INC.
November 20, 1995 - February 10, 2001
NYLIFE SECURITIES LLC
February 6, 1995 - November 10, 1995
WELLS FARGO CLEARING SERVICES, LLC
November 16, 1990 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
November 16, 1990 - February 15, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MP & H FINANCIAL GROUP, LLC
CRD#: 147664 / SEC#:
Contact information
Red Flags
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