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TJ

Therron Sherard Johnson

CRD# 2108682·Registered 1991 - 2000
Previously Registered: Being a previously registered professional could mean that Therron is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Therron Sherard Johnson, who also goes by Therron Sherrard Johnson, was a registered financial advisor. Therron was a previously registered financial professional and started their career in finance 1991 - 2000. Therron had worked at 5 firms and has passed the Series 63, Series 7 and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Therron Sherrard Johnson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

FINANCE 500, INC.·CRD# 12981
BD
Irvine, CA
April 12, 1995 - December 18, 2000
ROBERT SCOTT SECURITIES, INC.·CRD# 28180
BD
April 7, 1994 - May 18, 1995
PACIFIC CONTINENTAL SECURITIES CORPORATION·CRD# 2398
BD
Beverly Hills, CA
September 8, 1992 - May 4, 1993
TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
Irvine, CA
February 5, 1992 - September 4, 1992
UNEX CAPITAL CORPORATION·CRD# 18022
BD
March 20, 1991 - February 11, 1992

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Current Firm

F5
FINANCE 500, INC.

FINANCE 500 | FINANCE 500, INC.

CRD#: 12981 / SEC#: 8-28302
BD
Terminated by SEC on 11/12/2024

Contact Information

Established

California since 08/24/1982

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
RMB GROUP, LLCOWNER—
BENNETT, BRYAN LEEPRESIDENT, COO, DIRECTOR2614924
DIGIORGIO, ANN ELIZABETHMUNI PRINCIPAL735482
DIGIORGIO, ANN ELIZABETHCCO / AML COMPLIANCE OFFICER735482
DIGIORGIO, ANN ELIZABETHCHIEF FINANCIAL OFFICER735482

Disclosures

Regulatory Event

16

Arbitration

5

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1996About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Feb 1991About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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TJ
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