PM
Patrick D. Molamphy
CAROLINA WEALTH MANAGEMENT
Greenville, NC 27858
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CRD#: 2108671
PM
Professional summary
Patrick Declan Molamphy, AIF®, ChFC®, CLU®, who also goes by Pat Molamphy, is a registered financial advisor currently at CAROLINA WEALTH MANAGEMENT, INC. located in Greenville, North Carolina.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Patrick has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pat Molamphy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- OWNER OF AOC INVESTMENTS FOR REAL ESTATE. STARTED 2003. LOCATION: P.O. BOX 1059, ALBEMARLE, NC. SPEND 0 HOURS DURING TRADING HOURS. NOT INVESTMENT RELATED.
- OWNER OF AND APPOINTED TO SELL FIXED INSURANCE PRODUCTS THROUGH MOLAMPHY & ASSOCIATES (MOLAMPHY INSURANCE, LLC IS THE HOLDING COMPANY) SINCE MARCH 1992. LOCATIONS: 1198 ROCKINGHAM ROAD, ROCKINGHAM, NC 28379 AND 121 EMERALD NECKLACE LANE, PINEHURST, NC 28374. SPEND 150 HOURS/MONTH WITH 100 HOURS DURING TRADING HOURS. NOT INVESTMENT RELATED.
- LIMITED PARTNER FOR CITADEL DEVELOPMENT GROUP SINCE 1/1/2013 FOR REAL ESTATE. LOCATION: P O BOX 3221 PINEHURST, NC. SPEND 8 HOURS/MONTH WITH 2 HOURS DURING TRADING HOURS. NOT INVESTMENT RELATED.
- PRINCIPAL OF WALKER STATION, LLC SINCE 1/5/2014. COMPANY IS FOR THE SALE OF LOTS AND HOUSES IN A NEW SUBDIVISION CALLED WALKER STATION. LOCATION IS IN PINEHURST, NC.
- Principal owner of AOC Holdings LLC, a real estate holding company in Albemarle, NC since 2007. Spends 2 hours/month during trading hours. Not investment related.
- Owner of ALCO Transport, a subsidiary of Albemarle Oil since 2004. Spends 4 hours/month outside of trading hours. Not investment related.
- Partner and Secretary at Albemarle Oil Company in Albemarle NC. Spends 20 hours/month outside of trading hours on this activity. Not investment related.
Craddock, LLC Memeber manager pnehurst NC passive real estate
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Declan Molamphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 10, 2020 - Present
CAROLINA WEALTH MANAGEMENT, INC.
Office #1: 1706-a East Arlington Blvd., Greenville, NC 27858RIA
CRD#: 131393
Greenville, NC
Past
July 25, 2012 - December 31, 2019
NATIONWIDE SECURITIES, LLC
RIA
CRD#: 11173
ROCKINGHAM, NC
Past
December 11, 1992 - December 31, 2019
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
ROCKINGHAM, NC
Past
January 1, 1991 - October 30, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
January 1, 1991 - October 30, 1992
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CAROLINA WEALTH MANAGEMENT, INC.
CAROLINA WEALTH MANAGEMENT, INC.
CRD#: 131393 / SEC#: 801-63091
RIA
Registered Investment Advisory firm - (5/7/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(1/10/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CW
CAROLINA WEALTH MANAGEMENT, INC.
CAROLINA WEALTH MANAGEMENT, INC.
CRD#: 131393 / SEC#: 801-63091
RIA
Registered Investment Advisory firm - (5/7/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1706-a East Arlington Blvd., Greenville, NC 27858
Mailing Address
Phone number
(252) 439-1344
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,404 |
| AUM (Assets Under Management) | $ 711,811,237 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
