Eugene D. Catrambone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Dominic Catrambone JR, who also goes by Eugene Catrambone, Gene Catrambone, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1990. Eugene had worked at 14 firms and has passed the Series 66, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2014 - November 14, 2014
IV LIONS LLC
May 20, 2011 - May 9, 2012
UNION CAPITAL COMPANY
April 30, 2007 - June 1, 2009
TD AMERITRADE, INC.
April 30, 2007 - June 1, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 9, 2007 - June 1, 2009
TD AMERITRADE, INC.
February 15, 2005 - June 22, 2005
MUTUAL SECURITIES, INC.
January 11, 2005 - February 18, 2005
GOLDEN BENEFICIAL SECURITIES CORPORATION
February 7, 2001 - January 27, 2003
SCHONFELD SECURITIES, LLC
October 29, 1999 - January 2, 2001
WEST AMERICA SECURITIES CORP
April 14, 1999 - October 1, 1999
SCHONFELD SECURITIES, LLC
June 26, 1997 - January 14, 1999
TERRA NOVA FINANCIAL, LLC
August 8, 1994 - June 3, 1997
CASTLE SECURITIES CORP.
January 1, 1994 - July 26, 1994
REYNOLDS KENDRICK STRATTON, INC.
August 9, 1993 - May 25, 1994
AMERINATIONAL FINANCIAL SERVICES, INC.
June 5, 1991 - November 3, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 19, 1990 - May 24, 1991
FIRST CHOICE SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/2/1999
Limited Representative-Equity Trader ExamCurrent Firm
IV LIONS LLC
CRD#: 166339 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
