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SW

Steven L. Weber

STONEBRIDGE FINANCIAL SOLUTIONS,
LONE TREE, CO 80124
Some features on this profile are disabled
CRD#: 2108423
SW

Professional summary


Steven Lee Weber, who also goes by Steve Lee Weber, Steve Weber, Steven L Weber, is a registered financial advisor currently at STONEBRIDGE FINANCIAL SOLUTIONS, INC located in Lone Tree, Colorado.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Steven has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Steve Lee Weber | Steve Weber | Steven L Weber

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LIFE INSURANCE - COMMISSION BASED - FULL TIME FIXED AND LIFE

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Steven Lee Weber's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 7, 2022 - Present

STONEBRIDGE FINANCIAL SOLUTIONS, INC

Office #1: 9896 Rosemont Avenue, Ste #101, Lone Tree, CO 80124
RIA
CRD#: 139911
LONE TREE, CO
Past

June 20, 2006 - December 31, 2021

STONEBRIDGE FINANCIAL SOLUTIONS, INC

RIA
CRD#: 139911
LONE TREE, CO
Past

April 24, 2006 - August 3, 2007

SILVER OAK SECURITIES, INCORPORATED

BD
CRD#: 46947
JACKSON, TN
Past

November 15, 2004 - April 26, 2006

HORNOR, TOWNSEND & KENT, LLC

RIA
CRD#: 4031
LONE TREE, CO
Past

November 15, 2004 - April 26, 2006

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
CONSHOHOCKEN, PA
Past

April 16, 2004 - October 22, 2004

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
ENGLEWOOD, CO
Past

March 30, 2004 - October 22, 2004

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA
Past

April 11, 2003 - February 23, 2004

MAIN STREET SECURITIES, LLC

BD
CRD#: 47127
HAYS, KS
Past

February 7, 2003 - April 7, 2003

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA
Past

September 18, 2002 - February 3, 2003

MAIN STREET SECURITIES, LLC

BD
CRD#: 47127
HAYS, KS
Past

June 22, 2000 - September 18, 2002

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
DENVER, CO
Past

February 4, 1998 - September 18, 2002

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

June 19, 1997 - January 23, 1998

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY
Past

March 24, 1994 - June 12, 1997

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(3/7/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/1/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


SF
STONEBRIDGE FINANCIAL SOLUTIONS, INC
STONEBRIDGE FINANCIAL SOLUTIONS, INC | STONEBRIDGE FINANCIAL SOLUTIONS, LLC | STONEBRIDGE FINANCIAL SOLUTIONS, INC.

CRD#: 139911 / SEC#:

Colorado
Registered Investment Advisory firm - (6/20/2006 Approved)
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Contact information


Main Address
9896 Rosemont Avenue, Ste #101, Lone Tree, CO 80124
Mailing Address
Phone number
(720) 895-8200
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts335
AUM (Assets Under Management)$ 28,775,229

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STONEBRIDGE FINANCIAL SOLUTIONS, INC

CRD#: 139911Lone Tree, CO 80124

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