Charles R. Bernard

WHITE PEAKS ASSET MANAGEMENT

Denver, CO

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CRD#: 2108025

Professional summary

Charles Robert Bernard is a registered financial advisor currently at WHITE PEAKS ASSET MANAGEMENT, LLC located in Denver, Colorado.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Charles has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am a real estate investor and manager of partnerships that engage in real estate development and acquisitions. this takes up at least 20 hours per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Robert Bernard's CRS (Customer Relationship Summary).

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

December 18, 1996 - November 24, 1998

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

March 22, 1996 - August 19, 1996

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 22, 1996 - August 19, 1996

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/4/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/21/1996

General Securities Representative Examination

Current Firm

WHITE PEAKS ASSET MANAGEMENT, LLC

CRD#: 119728 / SEC#:

Colorado

Registered Investment Advisory firm - (5/7/2002 Approved)

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Contact information

Main Address

Denver, CO

Mailing Address

Phone number

(303) 725-1442

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 4,212,463

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles R. Bernard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Robert Bernard's CRS (Customer Relationship Summary).

Certified licenses

Experience

WHITE PEAKS ASSET MANAGEMENT, LLC

WHITE PEAKS ASSET MANAGEMENT, LLC

WHITE PEAKS ASSET MANAGEMENT, LLC

WHITE PEAKS ASSET MANAGEMENT, LLC

CETERA ADVISORS LLC

A. G. EDWARDS & SONS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/4/2002

Series 63

Date: 3/26/1996

Series 7

Date: 3/21/1996

Current Firm

WHITE PEAKS ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WHITE PEAKS ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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