Teressa L. Cawley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teressa Lyn Cawley, who also goes by Teressa Lyn Cowley, Teressa Lyn Davis, was a registered financial professional .
Teressa is a previously registered financial professional and started their career in finance in 1990. Teressa had worked at 5 firms and has passed the Series 63, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 1997 - May 30, 1997
PIERCE & COMPANY L.P.
September 24, 1996 - September 25, 1996
HOWARD GARY & COMPANY, A MUNICIPAL SECURITIES INVESTMENT FIRM
May 24, 1994 - February 23, 1995
SMITH MITCHELL INVESTMENT GROUP INC.
May 6, 1992 - June 2, 1994
FIRST UNION CAPITAL MARKETS CORP.
November 7, 1990 - February 10, 1992
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
PIERCE & COMPANY L.P.
CRD#: 36149 / SEC#: , 8-47235
Contact information
Documents
Red Flags
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