Tim J. Heine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tim John Heine, who also goes by Tim Heine, Timothy John Heine, was a registered financial professional .
Tim is a previously registered financial professional and started their career in finance in 1990. Tim had worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2006 - May 14, 2012
SCF SECURITIES, INC.
January 2, 2003 - October 17, 2005
SCF SECURITIES, INC.
November 19, 2001 - December 31, 2002
WOODBURY FINANCIAL SERVICES, INC.
June 2, 1999 - November 15, 2001
WOODBURY FINANCIAL SERVICES, INC.
September 21, 1998 - May 10, 1999
INVEST FINANCIAL CORPORATION
December 5, 1990 - September 18, 1998
MARKETING ONE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
