JG
John B. Glover
NEUBERGER BERMAN BD LLC | Wealth Manager
West Palm Beach, FL 33401
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CRD#: 2107912
JG
Professional summary
John Bayard Glover is a registered financial advisor currently at NEUBERGER BERMAN BD LLC located in West Palm Beach, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. John has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 31, Series 22, Series 6, Series 9 and Series 10 exams.
Question & Answer
What are your service offerings?
Financial planning
Trust & estate planning
Philanthropic services
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Bayard Glover's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Bayard Glover's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2007 - Present
NEUBERGER BERMAN BD LLC
Office #1: City Place Tower 525 Okeechobee Blvd Ste 850, West Palm Beach, FL 33401RIA
BD
CRD#: 2908
West Palm Beach, FL
Current
December 11, 2006 - Present
NEUBERGER BERMAN BD LLC
Office #1: City Place Tower 525 Okeechobee Blvd Ste 850, West Palm Beach, FL 33401RIA
BD
CRD#: 2908
West Palm Beach, FL
Past
January 3, 2005 - December 6, 2006
UST SECURITIES CORP.
BD
CRD#: 13906
BOCA RATON, FL
Past
April 29, 2002 - November 11, 2004
ALLIANCEBERNSTEIN L.P.
RIA
CRD#: 108477
WEST PALM BEACH, FL
Past
September 11, 2001 - November 11, 2004
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
NASHVILLE, TN
Past
February 29, 2000 - May 21, 2001
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Past
August 23, 1995 - February 29, 2000
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
January 17, 1995 - August 22, 1995
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
December 17, 1990 - January 17, 1994
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NEUBERGER BERMAN BD LLC
NEUBERGER & BERMAN | NEUBERGER BERMAN, LLC | NEUBERGER BERMAN LLC | NEUBERGER BERMAN BD LLC | NEUBERGER & BERMAN, LLC
CRD#: 2908 / SEC#: 801-3908, 8-1068
RIA
Registered Investment Advisory firm - SEC (1/26/1966 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/15/2010)
RR
California(12/20/2010)
RR
Colorado(11/17/2014)
RR
Connecticut(11/12/2008)
RR
Delaware(10/10/2011)
RR
District of Columbia(9/5/2014)
RR
Florida(12/11/2006)
IAR
Florida(1/19/2007)
RR
Georgia(1/15/2008)
RR
Illinois(1/3/2022)
RR
Iowa(9/5/2014)
RR
Kentucky(12/11/2006)
RR
Louisiana(11/17/2014)
RR
Maine(9/5/2014)
RR
Maryland(9/5/2014)
RR
Massachusetts(9/22/2008)
RR
Michigan(10/10/2011)
RR
Minnesota(8/27/2013)
RR
Mississippi(8/11/2022)
RR
Missouri(4/24/2020)
RR
Nevada(5/18/2017)
RR
New Jersey(10/30/2009)
RR
New York(12/11/2006)
IAR
New York(3/29/2021)
RR
North Carolina(9/8/2014)
RR
Ohio(9/8/2014)
RR
Pennsylvania(10/30/2009)
RR
South Carolina(9/5/2008)
RR
Tennessee(9/18/2017)
RR
Texas(1/15/2008)
RR
Vermont(12/20/2010)
RR
Washington(12/6/2011)
RR
Wisconsin(5/30/2017)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NEUBERGER BERMAN BD LLC
NEUBERGER & BERMAN | NEUBERGER BERMAN, LLC | NEUBERGER BERMAN LLC | NEUBERGER BERMAN BD LLC | NEUBERGER & BERMAN, LLC
CRD#: 2908 / SEC#: 801-3908, 8-1068
RIA
Registered Investment Advisory firm - SEC (1/26/1966 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1290 Avenue Of The Americas, New York, NY 10104
Mailing Address
1290 Avenue Of The Americas, New York, NY 10104
Phone number
(212) 476-9000
Established
Delaware since 11/01/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,058
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 20 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NEUBERGER BERMAN BD LLC
Wealth ManagerCRD#: 2908West Palm Beach, FL 33401TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
