Lewis B. Greene
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lewis Britt Greene was a registered financial professional .
Lewis is a previously registered financial professional and started their career in finance in 1990. Lewis had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2016 - October 22, 2021
IC ADVISORY SERVICES, INC.
October 24, 2016 - October 22, 2021
THE INVESTMENT CENTER, INC.
June 2, 2006 - September 23, 2016
IC ADVISORY SERVICES, INC.
December 19, 2005 - June 2, 2006
THE INVESTMENT CENTER, INC.
December 15, 2005 - September 23, 2016
THE INVESTMENT CENTER, INC.
January 14, 2003 - December 20, 2005
UBS FINANCIAL SERVICES INC.
October 20, 2000 - December 20, 2005
UBS FINANCIAL SERVICES INC.
November 23, 1990 - October 24, 2000
BUTLER, WICK & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IC ADVISORY SERVICES, INC.
CRD#: 140190 / SEC#: 801-66512
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,528 |
| AUM (Assets Under Management) | $ 2,056,415,877 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/02/2024 | ||
| 02/15/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
