John R. Bozalis

NXT CAPITAL INVESTMENT ADVISERS

Dallas, TX 75201

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CRD#: 2107854

Professional summary

John Russell Bozalis JR is a registered financial advisor currently at NXT CAPITAL INVESTMENT ADVISERS, LLC located in Dallas, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. John has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Russell Bozalis JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2018 - Present

NXT CAPITAL INVESTMENT ADVISERS, LLC

Office #1: 1717 Main Street, Dallas, TX 75201

RIA

CRD#: 160569

Dallas, TX

Past

August 15, 2001 - February 14, 2003

DELOITTE CORPORATE FINANCE LLC

CRD#: 111747

CHICAGO, IL

Past

November 17, 1997 - February 25, 2000

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

January 15, 1996 - November 5, 1997

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NXT CAPITAL INVESTMENT ADVISERS, LLC

NXT CAPITAL ASSET MANAGEMENT, LLC, RELYING ADVISER | NXT CAPITAL INVESTMENT ADVISERS, LLC

CRD#: 160569 / SEC#: 801-74046

RIA

Registered Investment Advisory firm - (3/14/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/23/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/12/1996

General Securities Representative Examination

Current Firm

NXT CAPITAL INVESTMENT ADVISERS, LLC

NXT CAPITAL ASSET MANAGEMENT, LLC, RELYING ADVISER | NXT CAPITAL INVESTMENT ADVISERS, LLC

CRD#: 160569 / SEC#: 801-74046

RIA

Registered Investment Advisory firm - (3/14/2012 Approved)

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Contact information

Main Address

191 North Wacker Drive Suite 2650, Chicago, IL 60606-1615

Mailing Address

Phone number

(312) 450-8000

Established

Firm type

Fiscal year end

# of Employees

273

SEC notice filing (7 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

NXT CAPITAL INVESTMENT ADVISERS, LLC DISCLOSURE BROCHURE 6_27_25 (6/27/2025)

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 6,476,978,907

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/30/2025	Cover Page	Report
09/26/2024	Cover Page	Report
07/27/2023	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John R. Bozalis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Russell Bozalis JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

NXT CAPITAL INVESTMENT ADVISERS, LLC

DELOITTE CORPORATE FINANCE LLC

PERSHING LLC

RAUSCHER PIERCE REFSNES, INC.

Primary Firm SEC Registration

NXT CAPITAL INVESTMENT ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/23/1997

Series 7

Date: 1/12/1996

Current Firm

NXT CAPITAL INVESTMENT ADVISERS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NXT CAPITAL INVESTMENT ADVISERS, LLC

TRUST BUT VERIFY

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