Darlene E. Dailey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darlene Elizabeth Dailey, AIF®, who also goes by Darlene Elizabeth Fortenberry, Darlene Elizabeth Sova, was a registered financial professional .
Darlene is a previously registered financial professional and started their career in finance in 1994. Darlene had worked at 11 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2019 - December 12, 2020
VERITY INVESTMENTS, INC.
March 18, 2015 - March 29, 2018
EQUITABLE DISTRIBUTORS, LLC
October 31, 2013 - March 5, 2015
WADDELL & REED
October 31, 2013 - March 5, 2015
WADDELL & REED
October 2, 2013 - October 29, 2013
PRINCIPAL SECURITIES, INC.
July 24, 2013 - October 29, 2013
PRINCIPAL SECURITIES, INC.
February 7, 2012 - July 19, 2013
GWN SECURITIES INC.
February 7, 2012 - July 19, 2013
GWN SECURITIES INC.
June 19, 2008 - January 12, 2012
VALIC FINANCIAL ADVISORS, INC.
May 29, 2008 - January 12, 2012
VALIC FINANCIAL ADVISORS, INC.
April 3, 2007 - August 27, 2007
HIMCO DISTRIBUTION SERVICES COMPANY
November 28, 2005 - February 23, 2007
METROPOLITAN LIFE INSURANCE COMPANY
November 28, 2005 - February 23, 2007
MSI FINANCIAL SERVICES, INC.
August 11, 1997 - December 31, 2005
CITISTREET EQUITIES LLC
December 23, 1996 - August 6, 1997
BANC ONE SECURITIES CORPORATION
September 27, 1994 - January 6, 1997
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/12/2022
General Securities Representative ExaminationSeries 6TO
Date: 12/12/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
VERITY INVESTMENTS, INC.
CRD#: 41527 / SEC#: , 8-49474
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
Red Flags
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