Timothy L. Kelly
Professional summary
Timothy Llewellyn Kelly was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Timothy Llewellyn Kelly was a registered financial advisor .
Timothy is a previously registered financial advisor and started their career in finance in 1991. Timothy had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2009 - July 23, 2010
MADISON PROPRIETARY TRADING GROUP, LLC
January 23, 2003 - May 7, 2009
THOMAS GROUP CAPITAL
July 30, 2002 - October 24, 2002
PERSHING LLC
March 8, 2001 - October 24, 2002
PERSHING LLC
February 1, 2000 - March 23, 2001
J.P. MORGAN SECURITIES INC.
June 11, 1999 - February 1, 2000
HAMBRECHT & QUIST LLC
December 5, 1997 - June 18, 1999
JANNEY MONTGOMERY SCOTT LLC
September 18, 1991 - December 12, 1997
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MADISON PROPRIETARY TRADING GROUP, LLC
CRD#: 139818 / SEC#: , 8-67252
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMR CAPITAL TRADING CORP. | DIRECT OWNER | |
| MT TRADING, LLC | MANAGING MEMBER | |
| DELGRECO, SHARON GAIL | CHIEF COMPLIANCE OFFICER | |
| PONZO, MICHAEL SALVATORE | INTERIM CHIEF OPERATING OFFICER | |
| STEIN, HOWARD LAWRENCE | CHIEF FINANCIAL OFFICER/FINOP | 1702619 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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