Miriam C. Yoshida

GLACIER PEAK CAPITAL MANAGEMENT

GLADSTONE, NJ 07934

Some features on this profile are disabled

CRD#: 2107737

Professional summary

Miriam Cahn Yoshida, who also goes by Miriam Ruth Cahn, is a registered financial advisor currently at GLACIER PEAK CAPITAL MANAGEMENT, LLC located in Gladstone, New Jersey and CURVATURE SECURITIES LLC located in Chatham, New Jersey.

Miriam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Miriam has worked at 5 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Miriam Ruth Cahn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CASCADE MOUNTAIN CAPITAL MANAGEMENT LLC; INVESTMENT RELATED; 376 MAIN STREET, SUITE 100 BEDMINSTER, NJ 07921; HEDGE FUND;PRINCIPAL/DIRECTOR;1/2010; 10 HOURS PER MONTH; 30 MINUTES DURING TRADING HOURS; MANAGE FIXED INCOME ARBITRAGE FUND 2) GLACIER PEAK CAPITAL; INVESTMENT RELATED; SAME AS ABOVE; MANAGER OF MANAGED ACCOUNTS; PORTFOLIO MANAGER; 01/2006; 40 HRS/MONTH; 2 HRS DURING TRADING; PORTFOLIO MANAGER FOR FIXED INCOME FUND

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miriam Cahn Yoshida's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2013 - Present

GLACIER PEAK CAPITAL MANAGEMENT, LLC

Office #1: 190 Main Street, Suite 101a Po Box 707, Gladstone, NJ 07934

RIA

CRD#: 164409

GLADSTONE, NJ

Current

August 7, 2014 - Present

CURVATURE SECURITIES LLC

Office #1: 39 Main Street, Chatham, NJ 07928Office #2: 39 Main Street, Chatham, NJ 07928

CRD#: 169708

Chatham, NJ

Past

July 12, 2005 - December 2, 2005

LIBERTY CORNER ADVISORS

RIA

CRD#: 135668

SUMMIT, NJ

Past

May 25, 2004 - January 3, 2006

LIBERTY CORNER CASH MANAGEMENT, L.L.C.

RIA

CRD#: 119730

SUMMIT, NJ

Past

March 3, 1993 - April 9, 1999

DAIWA CAPITAL MARKETS AMERICA INC.

CRD#: 1576

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLACIER PEAK CAPITAL MANAGEMENT, LLC

CRD#: 164409 / SEC#: 801-113285

RIA

Registered Investment Advisory firm - (5/25/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/3/2016)

IAR

New Jersey
(3/26/2013)

New Jersey
(4/13/2015)

New York
(3/3/2016)

Pennsylvania
(3/3/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/3/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/25/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/2014

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 2/19/1993

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 4/9/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GLACIER PEAK CAPITAL MANAGEMENT, LLC

CRD#: 164409 / SEC#: 801-113285

RIA

Registered Investment Advisory firm - (5/25/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

39 Main Street, Chatham, NJ 07928

Mailing Address

Phone number

(908) 304-9200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

GLACIER PEAK ADV PART 2 02 2025 (2/12/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 11,168,841,076

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/17/2024	Cover Page	Report
11/23/2023	Cover Page	Report
01/17/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sungmin Ryan Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Florham Park, NJ

Shivam Mittal

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Summit, NJ

Elizabeth Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

IAR

Summit, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Miriam C. Yoshida

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miriam Cahn Yoshida's CRS (Customer Relationship Summary).

Certified licenses

Experience

CURVATURE SECURITIES LLC

LIBERTY CORNER ADVISORS

LIBERTY CORNER CASH MANAGEMENT, L.L.C.

DAIWA CAPITAL MARKETS AMERICA INC.

Primary Firm SEC Registration

GLACIER PEAK CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/3/2016

Series 65

Date: 3/25/2013

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/20/2014

Series 3

Date: 2/19/1993

Series 24

Date: 4/9/2014

FINRA

Current Firm

GLACIER PEAK CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GLACIER PEAK CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors