Robert B. Gerstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Bruce Gerstein, who also goes by Rob Gerstein, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 10 firms and has passed the Series 63, Series 55, Series 7, Series 53, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2011 - May 9, 2014
MCAP LLC
August 2, 2011 - August 2, 2012
CAPITAL & ESTATE MANAGEMENT, INC.
May 12, 2006 - October 12, 2011
CAPWEALTH INVESTMENT SERVICES, LLC
January 7, 2005 - June 21, 2006
ALTERNA CAPITAL CORP.
May 13, 2002 - May 10, 2004
GRANTA CAPITAL GROUP LLC
April 4, 2001 - November 28, 2001
MONARCH CAPITAL GROUP, LLC
June 8, 1998 - April 3, 2001
AIG INTERNATIONAL SECURITIES INC.
July 17, 1997 - June 3, 1998
VAN ECK CAPITAL, INC.
March 4, 1994 - June 10, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
February 23, 1993 - March 4, 1994
CLEMENTE FUND MANAGEMENT INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/1/2001
Limited Representative-Equity Trader ExamCurrent Firm
MCAP LLC
CRD#: 139515 / SEC#: , 8-67217
Contact information
FINRA licenses (19 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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