Michelle M. Hansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Marie Hansen was a registered financial advisor .
Michelle is a previously registered financial advisor and started their career in finance in 1990. Michelle had worked at 7 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2007 - July 19, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
August 31, 2006 - July 19, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
July 10, 2006 - September 28, 2006
ZECCO TRADING, INC.
March 28, 2002 - July 18, 2006
KEYBANC CAPITAL MARKETS INC.
March 15, 1995 - March 16, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 6, 1994 - November 2, 1994
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 12, 1990 - September 11, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
November 12, 1990 - September 11, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
UVEST FINANCIAL SERVICES GROUP, INC.
CRD#: 13787 / SEC#: 801-47970, 8-28549
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | PARENT COMPANY | |
| ARNOLD, DAN HOGAN JR | MANAGING DIRECTOR, HEAD OF STRATEGY | 2557410 |
| CASADY, MARK STEPHEN | CHAIRMAN OF THE BOARD | 2313239 |
| DWYER, WILLIAM EDWARD III | MANAGING DIRECTOR, PRESIDENT, NATIONAL SALES & MARKETING | 1274680 |
| LANK, STEPHEN | SVP OPERATIONS | 2997028 |
| MCDERMOTT, JOHN JEROME JR. | MANAGING DIRECTOR, CHIEF ENTERPRISE RISK OFFICER | 4025460 |
| MITCHELL, CHRISTOPHER MILLS | FINOP | 2420144 |
| STEARNS, ESTHER MARION | DIRECTOR | 1088948 |
| VANNOY-PINEDA, KATHLEEN DENISE | EVP AND CHIEF COMPLIANCE OFFICER - BROKERAGE | 1347526 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 3 |
Red Flags
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