Cyrus B. Follmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cyrus Brown Follmer JR, who also goes by Cy Follmer, was a registered financial professional .
Cyrus is a previously registered financial professional and started their career in finance in 1974. Cyrus had worked at 12 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 1989 - August 19, 1991
ENERIC FINANCIAL SERVICES, INC.
April 17, 1989 - July 18, 1989
KEOGLER, MORGAN & COMPANY, INC.
November 2, 1988 - November 25, 1988
CAREY JAMISON & COMPANY
April 27, 1987 - October 31, 1988
HIBBARD BROWN & CO., INC.
January 15, 1987 - May 26, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
July 17, 1986 - January 29, 1987
PLANVEST CAPITAL CORPORATION
November 19, 1984 - August 12, 1986
PILOT FINANCIAL SERVICES, INC.
March 10, 1981 - November 28, 1984
FSC SECURITIES CORPORATION
November 21, 1979 - May 1, 1981
PROVIDENT SECURITIES CORPORATION
June 5, 1976 - December 17, 1979
HI SECURITIES, INC.
July 18, 1975 - July 8, 1983
HIMCO DISTRIBUTION SERVICES COMPANY
April 1, 1974 - September 18, 1975
OPPENHEIMER ASSET MANAGEMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/25/1974
Registered Representative ExaminationCurrent Firm
ENERIC FINANCIAL SERVICES, INC.
CRD#: 11761 / SEC#: , 8-26023
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BALLARD, DAWN MICHELLE | VICE PRESIDENT-FINANCE/FINOP | 4307612 |
| DOLLIVE, PETER DOMENICO | SR. VICE PRESIDENT/TREASURER | 1139818 |
| HOLTZ, LOUISE DOROTHY | VICE PRESIDENT/DIR OF TRADING-OPERATIONS/SROP/ROP/CROP | 1942041 |
| LISTER, TERRY LEE | EXEC VICE PRESIDENT/SEC'Y/GENERAL COUNSEL/DIR OF COMPLIANCE | 724524 |
| SCHWARTZ, ERIC | PRESIDENT/CEO/DIRECTOR | 1203799 |
| WEBBER, AMY LYNN | EXEC VICE PRESIDENT/COO | 1812670 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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