Brendan J. Bogart
AEGIS CAPITAL
West Milford, NJ 07840
Some features on this profile are disabled
CRD#: 2107354
Professional summary
Brendan James Bogart is a registered financial advisor currently at AEGIS CAPITAL CORP. located in West Milford, New Jersey.
Brendan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Brendan has worked at 13 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
Biography
AT BOGART VALUE PARTNERS., WE HAVE SPENT THE LAST 29 YEARS TAKING THE ROAD LESS TRAVELED. WE ARE PIONEERS IN DEEP VALUE EQUITY INVESTING. OUR APPROACH OF INVESTING IN THE LOWEST DECILE OF PRICE-TO-TANGIBLE-BOOK-VALUE AND/OR PRICE-TO-SALES STOCKS IS A TRULY DIFFERENTIATED STRATEGY NOT REPLICATED BY MANY ACTIVE MANAGERS TODAY.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MEL CAPITAL,ASSET VALUE, LP, OWNER, 1467 UNION VALLEY RD, STE 203 WEST MILFORD, NJ 07840, START 12/6/05,TOTAL HRS MO. 2, DUTIES:BUYING AND SELLING SECURITIES 2)MEL CAPITAL, LLC, OWNER, 1467 UNION VALLEY RD. SUITE 203 WEST MILFORD NJ 07840, START 4/1/04, TOTAL HRS. MO. 10, DUTIES: QOUTE HEALTH INS. FOR GROUP PLANS, GATHER LEADS-DBA 3)BOGART VALUE PARTNERS, PRINCIPAL, 1467 UNION VALLEY RD. SUITE 203 WEST MILFORD NJ 07840, TOTAL HRS. MO. 40, DUTIES: BROKERAGE FOR DBA OF AEGIS CAPITAL CORP.
CRS (Client Relationship Summary) - RIA
Click below to view Brendan James Bogart's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brendan James Bogart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2010 - Present
AEGIS CAPITAL CORP.
Office #1: 1467 Union Valley Rd Suite 203, West Milford, NJ 07840RIA
BD
CRD#: 15007
West Milford, NJ
Current
March 23, 2010 - Present
AEGIS CAPITAL CORP.
Office #1: 1467 Union Valley Rd Suite 203, West Milford, NJ 07840RIA
BD
CRD#: 15007
West Milford, NJ
Past
March 19, 2004 - March 29, 2010
GUNNALLEN FINANCIAL, INC
RIA
CRD#: 17609
EMERSON, NJ
Past
September 27, 2002 - March 29, 2010
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
EMERSON, NJ
Past
June 21, 2002 - November 22, 2002
SCHNEIDER SECURITIES, INC.
BD
CRD#: 16434
DENVER, CO
Past
October 17, 1997 - July 10, 2002
GLENN MICHAEL FINANCIAL, INC.
BD
CRD#: 37912
MELVILLE, NY
Past
November 18, 1996 - October 24, 1997
SHAMUS GROUP, INC.
BD
CRD#: 5036
Past
January 8, 1996 - November 22, 1996
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
September 16, 1993 - February 21, 1996
T.R. WINSTON & COMPANY, LLC
BD
CRD#: 10571
BEDMINSTER, NJ
Past
May 20, 1993 - June 24, 1993
GRUNTAL & CO., L.L.C.
BD
CRD#: 372
NEW YORK, NY
Past
January 6, 1993 - April 22, 1993
JOSEPHTHAL & CO., INC.
BD
CRD#: 3227
NEW YORK, NY
Past
September 24, 1992 - November 11, 1992
LEGEND MERCHANT GROUP, INC.
BD
CRD#: 5155
NEW YORK, NY
Past
July 9, 1992 - October 1, 1992
JOSEPHTHAL & CO., INC.
BD
CRD#: 3227
NEW YORK, NY
Past
May 22, 1992 - July 1, 1992
MELBOURNE GSI CORP.
BD
CRD#: 15446
NEW YORK, NY
Past
March 31, 1992 - May 6, 1992
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
June 26, 1991 - September 19, 1991
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
April 30, 1991 - May 30, 1991
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
AEGIS CAPITAL CORP.
AEGIS CAPITAL CORP. | VAST WEALTH ADVISORS | STERNAEGIS VENTURES | STANDARD INTEGRITY WEALTH MANAGEMENT, LLC | SILVESTRI ASSET MANAGEMENT LLC | RIWM LLC | RG BAR INVESTMENT GROUP | PAYNE LEGACY FINANCIAL | PAR FINANCIAL | MEL CAPITAL | MARC JACOBSON & ASSOCIATES | LARCHMONT WEALTH MANAGEMENT | KS CAPITAL MANAGEMENT | FARMER FINANCIAL | DYNAMIC CAPITAL HOLDING | BOGART VALUE PARTNERS | BLUE ANCHOR WEALTH MANAGEMENT | AMERICAN LEGACY WEALTH MANAGEMENT | ALPHA STRATEGIC ADVISORS
CRD#: 15007 / SEC#: 801-71386, 8-31616
RIA
Registered Investment Advisory firm - SEC (5/10/2010 Approved)California
Registered Investment Advisory firm - SEC (5/26/2010 Terminated)Connecticut
Registered Investment Advisory firm - SEC (6/11/2010 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (1/12/2011 Terminated)Florida
Registered Investment Advisory firm - SEC (6/11/2010 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/11/2010 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/21/2011 Terminated)Louisiana
Registered Investment Advisory firm - SEC (11/5/2014 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (10/28/2014 Terminated)Minnesota
Registered Investment Advisory firm - SEC (11/7/2014 Terminated)Nevada
Registered Investment Advisory firm - SEC (12/5/2014 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)New York
Registered Investment Advisory firm - SEC (6/11/2010 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/11/2010 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/23/2011 Terminated)Washington
Registered Investment Advisory firm - SEC (9/15/2014 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (9/13/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/23/2016)
RR
California(3/23/2010)
RR
Colorado(8/13/2024)
RR
Florida(3/23/2010)
RR
Georgia(6/17/2016)
RR
Illinois(12/6/2017)
RR
Maryland(6/22/2016)
RR
Michigan(3/23/2010)
RR
Minnesota(3/23/2010)
RR
New Jersey(3/23/2010)
IAR
New Jersey(3/23/2010)
RR
New York(3/23/2010)
IAR
New York(2/23/2021)
RR
North Carolina(3/14/2012)
RR
South Carolina(6/26/2024)
RR
Texas(3/23/2010)
RR
Virginia(3/13/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
AC
AEGIS CAPITAL CORP.
AEGIS CAPITAL CORP. | VAST WEALTH ADVISORS | STERNAEGIS VENTURES | STANDARD INTEGRITY WEALTH MANAGEMENT, LLC | SILVESTRI ASSET MANAGEMENT LLC | RIWM LLC | RG BAR INVESTMENT GROUP | PAYNE LEGACY FINANCIAL | PAR FINANCIAL | MEL CAPITAL | MARC JACOBSON & ASSOCIATES | LARCHMONT WEALTH MANAGEMENT | KS CAPITAL MANAGEMENT | FARMER FINANCIAL | DYNAMIC CAPITAL HOLDING | BOGART VALUE PARTNERS | BLUE ANCHOR WEALTH MANAGEMENT | AMERICAN LEGACY WEALTH MANAGEMENT | ALPHA STRATEGIC ADVISORS
CRD#: 15007 / SEC#: 801-71386, 8-31616
RIA
Registered Investment Advisory firm - SEC (5/10/2010 Approved)California
Registered Investment Advisory firm - SEC (5/26/2010 Terminated)Connecticut
Registered Investment Advisory firm - SEC (6/11/2010 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (1/12/2011 Terminated)Florida
Registered Investment Advisory firm - SEC (6/11/2010 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/11/2010 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/21/2011 Terminated)Louisiana
Registered Investment Advisory firm - SEC (11/5/2014 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (10/28/2014 Terminated)Minnesota
Registered Investment Advisory firm - SEC (11/7/2014 Terminated)Nevada
Registered Investment Advisory firm - SEC (12/5/2014 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)New York
Registered Investment Advisory firm - SEC (6/11/2010 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/11/2010 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/23/2011 Terminated)Washington
Registered Investment Advisory firm - SEC (9/15/2014 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (9/13/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1345 Avenue Of The Americas 27th Floor, New York, NY 10105
Mailing Address
1345 Avenue Of The Americas 27th Floor, New York, NY 10105
Phone number
(212) 813-1010
Established
New York since 01/15/1984
Firm type
Corporation
Fiscal year end
November
Firm Size
Medium
# of Employees
270
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AEGIS CAPITAL HOLDING CORP. | HOLDING COMPANY | |
| EIDE, ROBERT JAY | CEO, SECRETARY, CLO, DIRECTOR | 1015261 |
| FEINMAN, ROBERT STEVEN | CHIEF COMPLIANCE OFFICER | 205708 |
| KOTT, GEORGE GREGORY | CHIEF OPERATING OFFICER | 2876578 |
| MCKENNA, FRANCIS J | MUNICIPAL PRINCIPAL | 4825383 |
| MILLER, JOHN STEVENSON | CO-FINOP | 2139980 |
| POSS, THOMAS CHAMPNEY | CHIEF FINANCIAL OFFICER, CO-FINOP | 2547521 |
Regulatory assets under management
| Total Number of Accounts | 2,760 |
| AUM (Assets Under Management) | $ 1,430,612,106 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AEGIS CAPITAL CORP.
CRD#: 15007West Milford, NJ 07840TRUST BUT VERIFY
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Contact information
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