Graceful F. Grady
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Graceful Frederick Grady, who also goes by Graceful Fred Grady, was a registered financial professional .
Graceful is a previously registered financial professional and started their career in finance in 1991. Graceful had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2014 - July 13, 2015
SSN ADVISORY, INC.
November 25, 2014 - July 13, 2015
SECURITIES SERVICE NETWORK, LLC
December 6, 2011 - November 24, 2014
CADARET, GRANT & CO., INC.
October 5, 2010 - November 24, 2014
CADARET, GRANT & CO., INC.
February 3, 2009 - December 31, 2009
GRADY FINANCIAL
October 13, 2005 - December 31, 2008
GRADY FINANCIAL
September 2, 2002 - October 21, 2010
WALLSTREET*E FINANCIAL SERVICES, INC.
September 4, 2001 - August 14, 2002
FIDELITY NATIONAL CAPITAL INVESTORS, INC.
March 2, 2001 - April 24, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 13, 1998 - February 16, 2001
FIRST ATLANTA SECURITIES, LLC
April 23, 1997 - February 16, 1998
H.J. MEYERS & CO., INC.
June 28, 1994 - April 30, 1997
ROBERT THOMAS SECURITIES, INC
February 1, 1993 - July 12, 1994
JOSEPHTHAL & CO., INC.
January 24, 1991 - February 8, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SSN ADVISORY, INC.
CRD#: 126090 / SEC#: 801-61989
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
