Rebecca J. Belicek

WESTPARK CAPITAL

Los Angeles, CA 90067

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CRD#: 2106922

Professional summary

Rebecca Jane Belicek is a registered financial professional currently at WESTPARK CAPITAL, INC. located in Los Angeles, California.

Rebecca is registered as a RR (Registered Representative) and started their career in finance in 1991. Rebecca has worked at 14 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rebecca Jane Belicek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2025 - Present

WESTPARK CAPITAL, INC.

Office #1: 1800 Century Park East Suite 220, Los Angeles, CA 90067

RIA

CRD#: 39914

Los Angeles, CA

Past

May 8, 2013 - December 26, 2024

DAWSON JAMES SECURITIES, INC.

CRD#: 130645

Pelham, NY

Past

March 9, 2009 - July 12, 2011

HFP CAPITAL MARKETS LLC

CRD#: 44351

NEW YORK, NY

Past

April 7, 2005 - April 8, 2009

DAWSON JAMES SECURITIES, INC.

CRD#: 130645

NEW YORK, NY

Past

June 3, 2004 - July 12, 2004

GLOBAL PARTNERS SECURITIES INC.

CRD#: 19606

FORT LAUDERDALE, FL

Past

April 5, 2004 - May 11, 2004

LAMPOST CAPITAL, L.C.

CRD#: 43706

BOCA RATON, FL

Past

September 28, 2000 - April 1, 2004

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

Past

April 3, 2000 - September 27, 2000

INTL CUSTODY & CLEARING SOLUTIONS INC.

CRD#: 23952

BIRMINGHAM, AL

Past

November 24, 1999 - February 18, 2000

BAXTER BANKS & SMITH, LTD.

CRD#: 40771

ST. PETERSBURG, FL

Past

September 2, 1999 - November 10, 1999

FIRST SECURITY INVESTMENTS, INC.

CRD#: 24035

KINGSTON, PA

Past

October 31, 1996 - June 5, 1998

THE HAMILTON-SHEA GROUP, INC.

CRD#: 37526

POMPANO BEACH, FL

Past

September 27, 1993 - October 16, 1996

JOSEPH ROBERTS & CO., INC.

CRD#: 15971

POMPANO BEACH, FL

Past

December 22, 1992 - August 11, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 13, 1992 - September 25, 1992

EMANUEL AND COMPANY

CRD#: 7309

NEW YORK, NY

Past

July 17, 1991 - January 27, 1992

BARING & BROWN, INC.

CRD#: 24929

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTPARK CAPITAL, INC.

CRD#: 39914 / SEC#: 801-108275, 8-48898

RIA

Registered Investment Advisory firm - SEC (9/7/2016 Approved)

California

Registered Investment Advisory firm - SEC (10/14/2016 Terminated)

New York

Registered Investment Advisory firm - SEC (9/14/2016 Terminated)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/28/2025)

Connecticut
(1/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/19/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/6/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/16/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/20/2013

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/11/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WESTPARK CAPITAL, INC.

CRD#: 39914 / SEC#: 801-108275, 8-48898

RIA

Registered Investment Advisory firm - SEC (9/7/2016 Approved)

California

Registered Investment Advisory firm - SEC (10/14/2016 Terminated)

New York

Registered Investment Advisory firm - SEC (9/14/2016 Terminated)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

1800 Century Park East 22nd Floor, New York, NY 10017

Mailing Address

1800 Century Park East Suite 220, Los Angeles, CA 90067

Phone number

(310) 843-9300

Established

Michigan since 09/05/2025

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (21 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

WESTPARK CAPITAL, INC. PART 2A BROCHURE (6/23/2025)

Direct owners and executive officers

Name	Position	CRD#
WESTPARK CAPITAL GROUP LLC	SHAREHOLDER
BELICEK, REBECCA JANE	CHIEF COMPLIANCE OFFICER	2106922
KAISER, AMY FARREN	FINOP	2992346
RAPPAPORT, RICHARD ALYN	CHIEF EXECUTIVE OFFICER	1885122

Regulatory assets under management

Total Number of Accounts	234
AUM (Assets Under Management)	$ 47,569,260

Disclosures

Regulatory Event	14
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rebecca J. Belicek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rebecca Jane Belicek's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAWSON JAMES SECURITIES, INC.

HFP CAPITAL MARKETS LLC

DAWSON JAMES SECURITIES, INC.

GLOBAL PARTNERS SECURITIES INC.

LAMPOST CAPITAL, L.C.

NEWBRIDGE SECURITIES CORPORATION

INTL CUSTODY & CLEARING SOLUTIONS INC.

BAXTER BANKS & SMITH, LTD.

FIRST SECURITY INVESTMENTS, INC.

THE HAMILTON-SHEA GROUP, INC.

JOSEPH ROBERTS & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EMANUEL AND COMPANY

BARING & BROWN, INC.

Primary Firm SEC Registration

WESTPARK CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/19/1991

Series 79TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/6/2000

Series 7

Date: 7/16/1991

Series 4

Date: 8/20/2013

Series 24

Date: 3/11/2007

FINRA

Current Firm

WESTPARK CAPITAL, INC.

Contact information

SEC notice filing (21 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

WESTPARK CAPITAL, INC.

TRUST BUT VERIFY

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