Cathy E. Hansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cathy Elaine Hansen, who also goes by Cathy Elaine Crippen, was a registered financial professional .
Cathy is a previously registered financial professional and started their career in finance in 1990. Cathy had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2003 - December 26, 2019
A & M SECURITIES, LLC
March 28, 2000 - July 17, 2001
FIRST EQUITY CORPORATION OF FLORIDA
May 4, 1999 - December 2, 1999
FAS WEALTH MANAGEMENT SERVICES, INC.
January 30, 1998 - March 12, 1999
SPIRES FINANCIAL, L.P.
June 26, 1996 - April 9, 1997
A & M SECURITIES, LLC
March 13, 1995 - August 2, 1995
SPIRES FINANCIAL, L.P.
June 30, 1994 - March 13, 1995
PINNACLE FINANCIAL, INC.
March 2, 1994 - October 24, 1994
WESTCAP SECURITIES, L.P.
November 14, 1990 - December 22, 1993
MMAR GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
A & M SECURITIES, LLC
CRD#: 39345 / SEC#: , 8-48648
Contact information
Documents
Red Flags
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