Stephen G. Hentschel
Professional summary
Stephen Guenther Hentschel is a registered financial professional currently at JONES LANG LASALLE SECURITIES, LLC located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1991. Stephen has worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Guenther Hentschel's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2021 - Present
JONES LANG LASALLE SECURITIES, LLC
Office #1: 330 Madison Avenue 4th Floor, New York, NY 10017April 25, 2017 - June 30, 2021
HFF SECURITIES L.P.
May 23, 2013 - March 29, 2017
INDEPENDENT BROKERAGE SOLUTIONS LLC
January 4, 2010 - June 24, 2013
GLEACHER & COMPANY SECURITIES, INC.
July 13, 2009 - January 7, 2010
GLEACHER PARTNERS LLC
December 6, 2006 - April 24, 2009
WELLS FARGO SECURITIES, LLC
May 24, 1996 - November 30, 2006
LEHMAN BROTHERS INC.
February 19, 1991 - May 8, 1996
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
JONES LANG LASALLE SECURITIES, LLC
CRD#: 120738 / SEC#: , 8-65341
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES LANG LASALLE AMERICAS, INC. | DIRECT OWNER | |
| JOSEPH, MICHAEL SCOTT | MANAGING PRINCIPAL / CHIEF OPERATIONS OFFICER | 4231268 |
| CASHDAN, DANIEL MICHAEL | PRESIDENT AND GENERAL SECURITIES PRINCIPAL | 1910672 |
| DORFMAN, ESTEE CARLA | PRINCIPAL FINANCIAL OFFICER | 2696529 |
| DORFMAN, ESTEE CARLA | FINANCIAL OPERATIONS PRINCIPAL | 2696529 |
| DOWNING, JAMES ROTH | PRINCIPAL OPERATIONS OFFICER | 5514806 |
| DOWNING, JAMES ROTH | CHIEF COMPLIANCE OFFICER | 5514806 |
Red Flags
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